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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 227 of 242  ·  4,833 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4521 RDIV INVESCO EXCH TRADED FD TR II 3,974.0 $230K NEW $58.00 +9.6%
4522 AII AMERICAN INTEGRITY INS GROUP Financial Services 12,224.0 $230K -10K -44.9% $18.83 +34.2%
4523 GPOR GULFPORT ENERGY CORP Energy 1,354.0 $230K -672.0 -33.2% $169.70 -0.2%
4524 SFM SPROUTS FMRS MKT INC Consumer Defensive 2,715.0 $230K -33K -92.4% $84.58 -6.6%
4525 UWMC PUT UWM HOLDINGS CORPORATION Financial Services 100,000.0 $229K $2.29 -36.9%
4526 UWMC CALL UWM HOLDINGS CORPORATION Financial Services 100,000.0 $229K $2.29 -36.9%
4527 FLL FULL HSE RESORTS INC Consumer Cyclical 81,899.0 $228K +69K +513.2% $2.79 -23.9%
4528 PKB INVESCO EXCHANGE TRADED FD T 2,018.0 $226K NEW $112.06 -8.9%
4529 BCML BAYCOM CORP Financial Services 6,861.0 $226K NEW $32.90 -5.1%
4530 TTAM TITAN AMER SA Basic Materials 12,030.0 $224K +446.0 +3.9% $18.66 -18.4%
4531 TAL TAL ED GROUP Consumer Defensive 23,378.0 $224K -48K -67.1% $9.57 +25.1%
4532 UPLAND SOFTWARE INC 47,867.0 $224K NEW $4.67
4533 ARES CALL ARES MANAGEMENT CORPORATION Financial Services 2,000.0 $223K NEW $111.31 +26.6%
4534 MKSI PUT MKS INC. Technology 500.0 $222K NEW $444.80 -32.9%
4535 EMLP FIRST TR EXCHANGE-TRADED FD 5,112.0 $222K NEW $43.50 +2.6%
4536 FSTA FIDELITY COVINGTON TRUST 4,220.0 $222K NEW $52.54 +3.2%
4537 IESC PUT IES HOLDINGS INC Industrials 300.0 $220K NEW $734.66 -0.3%
4538 PTF INVESCO EXCHANGE TRADED FD T 1,600.0 $218K NEW $136.31 -20.4%
4539 MLPX GLOBAL X FDS 2,960.0 $218K NEW $73.66 +3.4%
4540 NAMIB MINERALS 990,000.0 $218K $0.22
Page 227 of 242  ·  4,833 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.3%
Healthcare 11.5%
Consumer Cyclical 11.3%
Industrials 10.3%
Communication Services 7.7%
Energy 4.2%
Basic Materials 3.7%
Consumer Defensive 3.2%
Real Estate 1.7%