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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 219 of 242  ·  4,833 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4361 FXD FIRST TR EXCHANGE-TRADED FD 4,864.0 $336K $69.17 +0.5%
4362 IUSG ISHARES TR 1,786.0 $336K NEW $188.09 +1.6%
4363 CALL ROOT INC 6,000.0 $336K NEW $55.92
4364 KOPN KOPIN CORP Technology 74,848.0 $335K NEW $4.48 +12.5%
4365 THFF FIRST FINANCIAL CORPORATION Financial Services 4,328.0 $335K NEW $77.44 +5.5%
4366 COPJ SPROTT FDS TR 8,445.0 $334K NEW $39.60 +10.7%
4367 CRSP PUT CRISPR THERAPEUTICS AG Healthcare 6,100.0 $333K NEW $54.54 -2.9%
4368 CALUMET INC 9,235.0 $333K NEW $36.02
4369 FNDA SCHWAB STRATEGIC TR 8,735.0 $332K -10K -54.6% $38.06 -0.7%
4370 TMDX CALL TRANSMEDICS GROUP INC Healthcare 5,000.0 $332K $66.42 +36.5%
4371 LINE LINEAGE INC Real Estate 7,674.0 $332K NEW $43.25 -4.3%
4372 FESM FIDELITY COVINGTON TRUST 6,864.0 $331K -44K -86.4% $48.29 -0.4%
4373 ROBO EXCHANGE TRADED CONCEPTS TRU 3,850.0 $330K -3K -39.5% $85.66 -4.5%
4374 VIGI VANGUARD WHITEHALL FDS 3,525.0 $329K -300.0 -7.8% $93.38 +4.7%
4375 BWB BRIDGEWATER BANCSHARES INC Financial Services 15,632.0 $329K -4K -20.1% $21.04 +6.2%
4376 AGNC PUT AGNC INVT CORP Real Estate 30,100.0 $328K +14K +81.3% $10.90 +0.2%
4377 PAR CALL PAR TECHNOLOGY CORP Technology 18,800.0 $327K -100.0 -0.5% $17.42 +11.5%
4378 REZ ISHARES TR 3,456.0 $327K -1K -25.8% $94.69 -0.3%
4379 MFS ACTIVE EXCHANGE TRADED F 10,802.0 $327K NEW $30.27
4380 CTEV CLARITEV CORPORATION Healthcare 9,580.0 $327K NEW $34.11 +4.4%
Page 219 of 242  ·  4,833 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.3%
Healthcare 11.5%
Consumer Cyclical 11.3%
Industrials 10.3%
Communication Services 7.7%
Energy 4.2%
Basic Materials 3.7%
Consumer Defensive 3.2%
Real Estate 1.7%