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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 206 of 242  ·  4,833 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
4101 FDMT 4D MOLECULAR THERAPEUTICS IN Healthcare 44,354.0 $590K +20K +84.6% $13.30 +19.2%
4102 EWBC EAST WEST BANCORP INC Financial Services 4,556.0 $588K -15K -76.3% $129.09 +1.3%
4103 FLY PUT FIREFLY AEROSPACE INC Industrials 20,000.0 $588K NEW $29.40 -20.8%
4104 ALCO ALICO INC Consumer Defensive 14,213.0 $588K +609.0 +4.5% $41.37 -3.7%
4105 PUT PAGAYA TECHNOLOGIES LTD 32,200.0 $588K $18.25
4106 WIX WIX COM LTD Technology 12,869.0 $584K $45.37 +78.5%
4107 FBRT FRANKLIN BSP RLTY TR INC Real Estate 71,668.0 $583K NEW $8.14 -1.5%
4108 PAR PUT PAR TECHNOLOGY CORP Technology 33,400.0 $582K -6K -16.3% $17.42 +9.7%
4109 PUBM PUBMATIC INC Technology 44,320.0 $581K -401K -90.0% $13.12 +26.0%
4110 ASPI CALL ASP ISOTOPES INC Basic Materials 93,400.0 $581K NEW $6.22 -36.8%
4111 FLNA FILANA THERAPEUTICS INC Healthcare 485,025.0 $577K -74K -13.3% $1.19 -21.7%
4112 DRIV GLOBAL X FDS 14,899.0 $575K $38.57 -10.7%
4113 LAZ LAZARD INC Financial Services 13,701.0 $575K -17K -55.3% $41.94 +4.1%
4114 HGTY HAGERTY INC Financial Services 48,129.0 $574K -38K -44.4% $11.92 +7.7%
4115 FCBC FIRST CMNTY BANKSHARES INC V Financial Services 12,889.0 $573K NEW $44.42 +10.2%
4116 MEME ROUNDHILL ETF TRUST 59,435.0 $572K NEW $9.63 -17.3%
4117 WSC CALL WILLSCOT HLDGS CORP Industrials 19,800.0 $571K $28.86 -23.5%
4118 PLXS PUT PLEXUS CORP Technology 1,900.0 $571K NEW $300.67 -19.5%
4119 PERI PERION NETWORK LTD Communication Services 58,824.0 $571K -14K -19.5% $9.71 -1.8%
4120 VAC CALL MARRIOTT VACATIONS WORLDWIDE Consumer Cyclical 5,600.0 $571K -38K -87.2% $101.88 +8.1%
Page 206 of 242  ·  4,833 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.0%
Financial Services 18.3%
Healthcare 11.5%
Consumer Cyclical 11.3%
Industrials 10.3%
Communication Services 7.7%
Energy 4.2%
Basic Materials 3.7%
Consumer Defensive 3.2%
Real Estate 1.7%