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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 196 of 242  ·  4,833 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3901 CNOB CONNECTONE BANCORP INC Financial Services 24,004.0 $803K +11K +87.5% $33.44 -4.2%
3902 CCS PUT CENTURY COMMUNITIES INC Consumer Cyclical 11,200.0 $803K NEW $71.66 -3.1%
3903 ESGU ISHARES TR 4,882.0 $799K NEW $163.67 +2.6%
3904 BLZE BACKBLAZE INC Technology 50,150.0 $795K -689K -93.2% $15.86 -1.6%
3905 MMM PUT 3M CO Industrials 4,900.0 $793K NEW $161.91 +11.0%
3906 VITL CALL VITAL FARMS INC Consumer Defensive 68,200.0 $793K -12K -14.8% $11.63 -8.3%
3907 HAS PUT HASBRO INC Consumer Cyclical 9,600.0 $793K $82.59 +14.2%
3908 FNKO FUNKO INC Consumer Cyclical 134,498.0 $791K +74K +121.0% $5.88 +10.3%
3909 JACK CALL JACK IN THE BOX INC Consumer Cyclical 50,000.0 $790K NEW $15.81 +7.0%
3910 AGBK AGI INC Financial Services 111,642.0 $790K -388K -77.7% $7.08 -13.4%
3911 JOE ST JOE CO Real Estate 12,615.0 $790K -8K -39.9% $62.63 +9.0%
3912 ONL ORION PROPERTIES INC Real Estate 273,373.0 $790K -248K -47.6% $2.89 -1.6%
3913 OPRX OPTIMIZERX CORP Healthcare 138,084.0 $790K -5K -3.4% $5.72 +36.0%
3914 AIS TIDAL TRUST III 9,222.0 $787K NEW $85.31 -19.4%
3915 INOD PUT INNODATA INC Technology 10,400.0 $786K NEW $75.58 -13.0%
3916 BITWISE FUNDS TRUST 32,066.0 $786K -5K -12.4% $24.50
3917 LMNR LIMONEIRA CO Consumer Defensive 59,786.0 $785K -5K -7.1% $13.13 +4.4%
3918 MSCI MSCI INC Financial Services 1,400.0 $784K NEW $560.04 +1.2%
3919 SBSW PUT SIBANYE STILLWATER LTD Basic Materials 92,300.0 $784K $8.49 +48.0%
3920 XRX CALL XEROX HOLDINGS CORP Technology 250,000.0 $782K $3.13 -7.2%
Page 196 of 242  ·  4,833 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 18.4%
Healthcare 11.8%
Consumer Cyclical 11.5%
Industrials 10.5%
Communication Services 6.0%
Energy 4.3%
Basic Materials 3.8%
Consumer Defensive 3.3%
Real Estate 1.8%