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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 171 of 242  ·  4,833 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3401 KAI CALL KADANT INC Industrials 5,000.0 $1.6M 0.00% -1K -18.0% $314.23 -0.3%
3402 AES CALL AES CORP Utilities 107,100.0 $1.6M 0.00% $14.66 +0.8%
3403 ESEA EUROSEAS LTD Industrials 23,655.0 $1.6M 0.00% -11K -31.3% $66.37 +13.0%
3404 RITM PUT RITHM CAPITAL CORP Real Estate 166,900.0 $1.6M 0.00% $9.39 +8.5%
3405 LIFTOFF MOBILE INC 65,000.0 $1.6M 0.00% NEW $24.02
3406 BLD PUT TOPBUILD COR Industrials 4,400.0 $1.6M 0.00% $354.53 +0.0%
3407 LAMR PUT LAMAR ADVERTISING CO Real Estate 10,000.0 $1.6M 0.00% NEW $155.98 -3.3%
3408 KNX PUT KNIGHT-SWIFT TRANSN HLDGS IN Industrials 20,000.0 $1.6M 0.00% NEW $77.87 -8.1%
3409 SEPN SEPTERNA INC Healthcare 46,483.0 $1.6M 0.00% NEW $33.49 +19.4%
3410 AAP PUT ADVANCE AUTO PARTS INC Consumer Cyclical 25,000.0 $1.6M 0.00% -80K -76.2% $62.22 -31.6%
3411 SCHL SCHOLASTIC CORP Communication Services 33,759.0 $1.6M 0.00% +12K +56.5% $46.00 -12.7%
3412 ECAT BLACKROCK ESG CAP ALLC TERM Financial Services 98,455.0 $1.5M 0.00% $15.72 -2.5%
3413 WT WISDOMTREE INC Financial Services 91,295.0 $1.5M 0.00% -234K -72.0% $16.94 +38.8%
3414 EWI ISHARES INC 26,076.0 $1.5M 0.00% NEW $59.24 +6.2%
3415 FFBC 1ST FINL BANCORP Financial Services 45,653.0 $1.5M 0.00% +38K +490.0% $33.83 -2.4%
3416 YSWY YESWAY INC 76,000.0 $1.5M 0.00% NEW $20.30 +24.1%
3417 VRTX VERTEX PHARMACEUTICALS INC Healthcare 3,105.0 $1.5M 0.00% -246K -98.8% $496.73 +10.3%
3418 ESE PUT ESCO TECHNOLOGIES INC Technology 4,400.0 $1.5M 0.00% +3K +214.3% $350.04 -17.9%
3419 CNXC CONCENTRIX CORP Technology 68,533.0 $1.5M 0.00% -76K -52.5% $22.41 +13.4%
3420 PDS CALL PRECISION DRILLING CORP Energy 20,000.0 $1.5M 0.00% -14K -42.0% $76.72 +19.5%
Page 171 of 242  ·  4,833 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 18.4%
Healthcare 11.8%
Consumer Cyclical 11.5%
Industrials 10.5%
Communication Services 6.0%
Energy 4.3%
Basic Materials 3.8%
Consumer Defensive 3.3%
Real Estate 1.8%