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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 162 of 242  ·  4,833 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
3221 FC FRANKLIN COVEY CO Industrials 80,548.0 $2.0M 0.00% +31K +61.1% $24.53 -17.3%
3222 VONV VANGUARD SCOTTSDALE FDS 18,574.0 $2.0M 0.00% NEW $106.31 +6.1%
3223 ERII ENERGY RECOVERY INC Industrials 218,707.0 $2.0M 0.00% +205K +1473.4% $9.02 -12.4%
3224 TFSL TFS FINL CORP Financial Services 111,041.0 $2.0M 0.00% +27K +32.5% $17.72 -0.5%
3225 AVAV CALL AEROVIRONMENT INC Industrials 11,900.0 $2.0M 0.00% +5K +72.5% $165.07 -2.9%
3226 MSBI MIDLAND STATES BANCORP INC Financial Services 63,063.0 $2.0M 0.00% -24K -28.0% $31.14 +5.5%
3227 MOO VANECK ETF TRUST 24,780.0 $2.0M 0.00% NEW $79.20 +7.6%
3228 GCT CALL GIGACLOUD TECHNOLOGY INC Technology 62,000.0 $2.0M 0.00% $31.60 +57.1%
3229 RGLD PUT ROYAL GOLD INC Basic Materials 9,800.0 $2.0M 0.00% NEW $199.61 +29.8%
3230 CION CION INVT CORP Financial Services 312,707.0 $1.9M 0.00% -36K -10.3% $6.23 +17.7%
3231 TAP CALL MOLSON COORS BEVERAGE CO Consumer Defensive 50,000.0 $1.9M 0.00% +28K +122.2% $38.96 +10.2%
3232 BWMN BOWMAN CONSULTING GROUP LTD Industrials 66,686.0 $1.9M 0.00% +45K +207.2% $29.20 +45.9%
3233 PFSI CALL PENNYMAC FINL SVCS INC NEW Financial Services 22,300.0 $1.9M 0.00% $87.10 -13.8%
3234 ADT ADT INC DEL Industrials 298,743.0 $1.9M 0.00% -1.5M -83.0% $6.50 +13.5%
3235 LEVI PUT LEVI STRAUSS & CO NEW Consumer Cyclical 77,700.0 $1.9M 0.00% NEW $24.83 -13.4%
3236 MHK PUT MOHAWK INDS INC Consumer Cyclical 15,900.0 $1.9M 0.00% +4K +31.4% $121.33 +12.3%
3237 ZBH CALL ZIMMER BIOMET HOLDINGS INC Healthcare 22,400.0 $1.9M 0.00% NEW $86.09 +17.3%
3238 HRMY HARMONY BIOSCIENCES HLDGS IN Healthcare 52,879.0 $1.9M 0.00% -49K -47.9% $36.41 +4.8%
3239 BLDR PUT BUILDERS FIRSTSOURCE INC Industrials 21,500.0 $1.9M 0.00% +12K +115.0% $89.48 -21.5%
3240 MKSI MKS INC. Technology 4,325.0 $1.9M 0.00% -116K -96.4% $444.80 -37.3%
Page 162 of 242  ·  4,833 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 18.4%
Healthcare 11.8%
Consumer Cyclical 11.5%
Industrials 10.5%
Communication Services 6.0%
Energy 4.3%
Basic Materials 3.8%
Consumer Defensive 3.3%
Real Estate 1.8%