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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 150 of 242  ·  4,833 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2981 FIRST TRACKS BIOTHERAPEUTICS 128,130.0 $2.6M 0.00% NEW $20.12
2982 CALL UNILEVER PLC 42,800.0 $2.6M 0.00% -62K -59.2% $60.12
2983 FCEL CALL FUELCELL ENERGY INC Industrials 71,400.0 $2.6M 0.00% NEW $36.01 -45.7%
2984 IT PUT GARTNER INC Technology 19,800.0 $2.6M 0.00% +4K +25.3% $129.62 +51.1%
2985 PBYI PUMA BIOTECHNOLOGY INC Healthcare 316,343.0 $2.6M 0.00% -35K -9.9% $8.11 +13.9%
2986 NPCE NEUROPACE INC Healthcare 161,081.0 $2.6M 0.00% +117K +269.2% $15.89 -11.7%
2987 MMI MARCUS & MILLICHAP INC Real Estate 82,106.0 $2.6M 0.00% -82K -50.0% $31.17 +3.7%
2988 CLBK COLUMBIA FINL INC Financial Services 120,099.0 $2.5M 0.00% -109K -47.6% $21.22 -44.4%
2989 UAA CALL UNDER ARMOUR INC Consumer Cyclical 398,600.0 $2.5M 0.00% -207K -34.2% $6.39 -15.6%
2990 HAL PUT HALLIBURTON CO Energy 75,000.0 $2.5M 0.00% -90K -54.5% $33.95 +4.1%
2991 TDOC PUT TELADOC HEALTH INC Healthcare 300,000.0 $2.5M 0.00% $8.48 -24.6%
2992 NIO PUT NIO INC Consumer Cyclical 502,400.0 $2.5M 0.00% -1.1M -68.5% $5.06 -8.5%
2993 AA MISSION ACQUISITION CORP 250,000.0 $2.5M 0.00% $10.16
2994 AI CALL C3 AI INC Technology 279,400.0 $2.5M 0.00% -297K -51.5% $9.09 +13.3%
2995 HVMC HIGHVIEW MERGER CORP Financial Services 250,000.0 $2.5M 0.00% NEW $10.15 +0.9%
2996 CGGR CAPITAL GROUP GROWTH ETF 53,698.0 $2.5M 0.00% NEW $47.20 -0.4%
2997 VRTX PUT VERTEX PHARMACEUTICALS INC Healthcare 5,100.0 $2.5M 0.00% NEW $496.73 +10.3%
2998 PSMT PRICESMART INC Consumer Defensive 12,964.0 $2.5M 0.00% +9K +222.0% $195.34 -11.5%
2999 FGMC FG MERGER II CORP Financial Services 250,000.0 $2.5M 0.00% $10.10 -17.8%
3000 MUSA MURPHY USA INC Consumer Cyclical 4,680.0 $2.5M 0.00% -38K -88.9% $538.87 +5.7%
Page 150 of 242  ·  4,833 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 18.4%
Healthcare 11.8%
Consumer Cyclical 11.5%
Industrials 10.5%
Communication Services 6.0%
Energy 4.3%
Basic Materials 3.8%
Consumer Defensive 3.3%
Real Estate 1.8%