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Portfolio (Quarterly) Guide ↗

D. E. Shaw & Co., Inc.

· CIK 0001009207
13F Portfolio $210.2B AUM 6,298 positions Filed Aug 14, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 928 New 1723 Added 1597 Reduced 565 Exited
Page 139 of 242  ·  4,833 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2761 HP PUT HELMERICH & PAYNE INC Energy 100,000.0 $3.3M 0.00% $32.74 +29.8%
2762 RCL PUT ROYAL CARIBBEAN GROUP Consumer Cyclical 10,300.0 $3.3M 0.00% -2K -13.4% $317.53 -7.7%
2763 QSR CALL RESTAURANT BRANDS INTL INC Consumer Cyclical 45,100.0 $3.3M 0.00% -21K -31.8% $72.51 +12.5%
2764 CRS PUT CARPENTER TECHNOLOGY CORP Industrials 5,300.0 $3.3M 0.00% -4K -43.0% $616.84 -22.7%
2765 MIRM MIRUM PHARMACEUTICALS INC Healthcare 27,879.0 $3.3M 0.00% -140K -83.3% $117.07 -17.4%
2766 EROCK INC 225,000.0 $3.3M 0.00% NEW $14.50
2767 ETHM DYNAMIX CORP Financial Services 302,200.0 $3.3M 0.00% $10.79 +0.8%
2768 TDC TERADATA CORP DEL Technology 94,067.0 $3.3M 0.00% +62K +192.8% $34.65 -20.6%
2769 KGC PUT KINROSS GOLD CORP Basic Materials 137,700.0 $3.3M 0.00% +18K +14.8% $23.62 +39.6%
2770 RCKT ROCKET PHARMACEUTICALS INC Healthcare 950,552.0 $3.3M 0.00% -1.2M -56.2% $3.42 +3.2%
2771 MBC MASTERBRAND INC Consumer Cyclical 315,883.0 $3.3M 0.00% +94K +42.4% $10.29 -9.4%
2772 TRNS CALL TRANSCAT INC Industrials 35,000.0 $3.2M 0.00% +32K +960.6% $92.77 -5.8%
2773 SHG SHINHAN FINANCIAL GROUP CO L Financial Services 51,260.0 $3.2M 0.00% +33K +176.4% $63.25 +18.6%
2774 WYNN PUT WYNN RESORTS LTD Consumer Cyclical 33,300.0 $3.2M 0.00% +8K +33.2% $97.09 +2.4%
2775 NMRK NEWMARK GROUP INC Real Estate 213,673.0 $3.2M 0.00% -518K -70.8% $15.11 +6.4%
2776 AEHR CALL AEHR TEST SYS Technology 33,600.0 $3.2M 0.00% -48K -59.0% $96.06 +0.4%
2777 OMF CALL ONEMAIN HLDGS INC Financial Services 52,900.0 $3.2M 0.00% -35K -39.8% $60.97 +3.1%
2778 VET CALL VERMILION ENERGY INC Energy 345,000.0 $3.2M 0.00% $9.35 +34.2%
2779 BKR BAKER HUGHES COMPANY Energy 58,037.0 $3.2M 0.00% +9K +18.7% $55.50 +11.7%
2780 RBC CALL RBC BEARINGS INC Industrials 5,000.0 $3.2M 0.00% $644.06 -23.0%
Page 139 of 242  ·  4,833 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.6%
Financial Services 18.4%
Healthcare 11.8%
Consumer Cyclical 11.5%
Industrials 10.5%
Communication Services 6.0%
Energy 4.3%
Basic Materials 3.8%
Consumer Defensive 3.3%
Real Estate 1.8%