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Portfolio (Quarterly) Guide ↗

D.E. Shaw & Co

· CIK 0001009207
13F Portfolio $166.3B AUM 5,804 positions Filed May 15, 2026 ← All Funds
Q1 2026 Q4 2025 · All 711 New 1370 Added 1926 Reduced 799 Exited
Page 6 of 36  ·  711 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 MTB CALL M & T BK CORP Financial Services 40,000.0 $8.3M 0.01% NEW $206.72 -0.6%
102 XAR SPDR SERIES TRUST 31,790.0 $8.1M 0.01% NEW $253.98 +3.3%
103 GENERAL PURP ACQUISITION COR 800,673.0 $7.9M 0.01% NEW $9.91
104 EWW ISHARES INC 102,417.0 $7.7M 0.01% NEW $75.23 +3.3%
105 AXTI PUT AXT INC Technology 135,000.0 $7.7M 0.01% NEW $56.98 +108.5%
106 PAYP PAYPAY CORP Technology 360,000.0 $7.7M 0.01% NEW $21.34 -9.8%
107 ELVN ENLIVEN THERAPEUTICS INC Healthcare 193,531.0 $7.6M 0.01% NEW $39.20 +3.1%
108 USAR CALL USA RARE EARTH INC Basic Materials 500,000.0 $7.6M 0.01% NEW $15.13 +50.9%
109 BSX CALL BOSTON SCIENTIFIC CORP Healthcare 120,000.0 $7.5M 0.01% NEW $62.75 -14.3%
110 OIM ONEIM ACQUISITION CORP Financial Services 750,000.0 $7.5M 0.01% NEW $10.02 -0.3%
111 HENNESSY CAP INVTS CORP VIII 750,000.0 $7.5M 0.01% NEW $10.00
112 FLOC FLOWCO HLDGS INC Energy 362,171.0 $7.5M 0.00% NEW $20.60 +32.0%
113 HUBB HUBBELL INC Industrials 15,194.0 $7.5M 0.00% NEW $490.74 -3.4%
114 KBWB INVESCO EXCH TRADED FD TR II 92,999.0 $7.4M 0.00% NEW $79.12 +6.2%
115 GSR IV ACQUISITION CORP 710,272.0 $7.1M 0.00% NEW $10.04
116 PTC PUT PTC INC Technology 50,000.0 $7.1M 0.00% NEW $142.49 -0.8%
117 CALL ETORO GROUP LTD 235,000.0 $7.1M 0.00% NEW $30.03
118 SAC SAFEGUARD ACQUISITION CORP Financial Services 703,719.0 $7.0M 0.00% NEW $9.96 +1.9%
119 SII CALL SPROTT INC Financial Services 48,400.0 $6.9M 0.00% NEW $142.90 -8.6%
120 CRAN CRANE HBR ACQUISITION CORP I Financial Services 690,560.0 $6.8M 0.00% NEW $9.90 +0.8%
Page 6 of 36  ·  711 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Consumer Cyclical 12.8%
Healthcare 12.4%
Financial Services 12.1%
Industrials 11.1%
Communication Services 7.1%
Basic Materials 4.9%
Energy 4.9%
Consumer Defensive 4.8%
Real Estate 2.1%