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Portfolio (Quarterly) Guide ↗

D.E. Shaw & Co

· CIK 0001009207
13F Portfolio $166.3B AUM 5,804 positions Filed May 15, 2026 ← All Funds
Q1 2026 Q4 2025 · All 711 New 1370 Added 1926 Reduced 799 Exited
Page 15 of 36  ·  711 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 YSS YORK SPACE SYSTEMS INC Technology 100,926.0 $2.2M 0.00% NEW $22.17 +17.0%
282 ABR ARBOR REALTY TRUST INC Real Estate 281,127.0 $2.2M 0.00% NEW $7.71 -24.6%
283 OCFC OCEANFIRST FINL CORP Financial Services 120,073.0 $2.2M 0.00% NEW $18.04 +2.2%
284 MORN PUT MORNINGSTAR INC Financial Services 12,800.0 $2.2M 0.00% NEW $169.05 +4.7%
285 INTERNATIONAL BANCSHARES COR 32,000.0 $2.2M 0.00% NEW $67.29
286 GDDY CALL GODADDY INC Technology 25,800.0 $2.1M 0.00% NEW $82.67 +10.5%
287 BCO CALL BRINKS CO Industrials 20,500.0 $2.1M 0.00% NEW $103.63 -1.3%
288 TROW CALL PRICE T ROWE GROUP INC Financial Services 23,500.0 $2.1M 0.00% NEW $90.14 +13.6%
289 EUAD SPINNAKER ETF SERIES 51,770.0 $2.1M 0.00% NEW $40.80 -5.2%
290 ESE CALL ESCO TECHNOLOGIES INC Technology 7,500.0 $2.1M 0.00% NEW $281.37 +3.7%
291 SOXQ INVESCO EXCH TRADED FD TR II 35,296.0 $2.1M 0.00% NEW $59.70 +49.1%
292 HLN HALEON PLC Healthcare 209,065.0 $2.1M 0.00% NEW $10.01 -8.4%
293 HMN HORACE MANN EDUCATORS CORP N Financial Services 48,640.0 $2.1M 0.00% NEW $42.68 +7.1%
294 EWBC EAST WEST BANCORP INC Financial Services 19,242.0 $2.1M 0.00% NEW $106.76 +13.4%
295 UGP ULTRAPAR PARTICIPACOES SA Energy 369,768.0 $2.0M 0.00% NEW $5.51 +5.8%
296 CHYM CHIME FINL INC Financial Services 107,483.0 $2.0M 0.00% NEW $18.73 -9.7%
297 SPACE ASSET ACQUISITION CORP 200,000.0 $2.0M 0.00% NEW $10.05
298 BUSE FIRST BUSEY CORP Financial Services 79,245.0 $2.0M 0.00% NEW $25.27 +3.7%
299 KPET ULTRA PACELINE CORP 200,000.0 $2.0M 0.00% NEW $10.00
300 SMR NUSCALE PWR CORP Utilities 184,188.0 $2.0M 0.00% NEW $10.84 -3.3%
Page 15 of 36  ·  711 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Consumer Cyclical 12.8%
Healthcare 12.4%
Financial Services 12.1%
Industrials 11.1%
Communication Services 7.1%
Basic Materials 4.9%
Energy 4.9%
Consumer Defensive 4.8%
Real Estate 2.1%