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Portfolio (Quarterly) Guide ↗

NORTHLAND SECURITIES, INC.

· CIK 0001006938
13F Portfolio $105M AUM 108 positions Filed May 4, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 7 New 31 Added 37 Reduced 11 Exited
Page 2 of 2  ·  37 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 DIS DISNEY WALT CO DISNEY COM Communication Services 3,603.0 $347K 0.33% -155.0 -4.1% $96.38 +7.3%
22 WMT WALMART INC COM Consumer Defensive 2,777.0 $345K 0.33% -149.0 -5.1% $124.28 -1.2%
23 KRE SPDR SER TR STATE STREET SPDR S&P REGL BKG ETF 5,038.0 $328K 0.31% -525.0 -9.4% $65.15 +5.0%
24 JPM JPMORGAN CHASE & CO COM Financial Services 1,104.0 $325K 0.31% -110.0 -9.1% $294.16 +2.3%
25 CGMS CAPITAL GROUP FIXED INCOME ETF TR U S MULTI-SECTOR INCOME ETF 11,827.0 $322K 0.31% -2K -13.8% $27.23 +0.4%
26 CGDV CAPITAL GROUP DIVID VALUE ETF SHS 6,708.0 $285K 0.27% -603.0 -8.2% $42.54 +11.8%
27 CGGR CAPITAL GROUP GROWTH ETF SHS 6,932.0 $279K 0.27% -629.0 -8.3% $40.19 +13.9%
28 JEPI J P MORGAN EXCHANGE-TRADED FD TR EQUITY PREMIUM INCOME ETF 4,795.0 $272K 0.26% -790.0 -14.2% $56.68 -1.6%
29 BWB BRIDGEWATER BANCSHARES INC COM Financial Services 15,305.0 $271K 0.26% -3K -15.2% $17.70 +4.4%
30 HBAN HUNTINGTON BANCSHARES INC COM Financial Services 16,800.0 $263K 0.25% -1K -8.0% $15.65 +0.2%
31 EMXC ISHARES INC MSCI EMERGING MKTS EX CHINA ETF 3,077.0 $242K 0.23% -69.0 -2.2% $78.66 +20.1%
32 META META PLATFORMS INC CL A Communication Services 403.0 $231K 0.22% -62.0 -13.3% $572.13 +5.0%
33 JPEF J P MORGAN EXCHANGE-TRADED FD TR EQUITY FOCUS ETF 3,124.0 $224K 0.21% -268.0 -7.9% $71.81 +10.5%
34 OKTA OKTA INC CL A Technology 2,617.0 $206K 0.20% -50.0 -1.9% $78.71 +12.2%
35 HYDB ISHARES TR HIGH YIELD SYSTEMATIC BD ETF 4,395.0 $204K 0.20% -595.0 -11.9% $46.52 +0.2%
36 PG PROCTER & GAMBLE CO COM Consumer Defensive 1,393.0 $201K 0.19% -65.0 -4.5% $144.44 -2.5%
37 NLST NETLIST INC COM 11,200.0 $17K 0.02% -13K -53.3% $1.56 +60.3%
Page 2 of 2  ·  37 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 30.0%
Financial Services 21.9%
Industrials 10.7%
Consumer Cyclical 9.4%
Consumer Defensive 6.6%
Communication Services 6.3%
Healthcare 5.9%
Energy 4.1%
Utilities 2.7%
Basic Materials 2.3%