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Portfolio (Quarterly) Guide ↗

Avantax Planning Partners, Inc.

· CIK 0001005441
13F Portfolio $3.6B AUM 435 positions Filed May 4, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 30 New 139 Added 166 Reduced 32 Exited
Page 6 of 22  ·  435 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 BMY BRISTOL-MYERS SQUIBB CO Healthcare 67,047.0 $4.1M 0.11% -8K -10.1% $60.65 -6.0%
102 MMIT NEW YORK LIFE INVTS ACTIVE E 168,469.0 $4.1M 0.11% -3K -1.8% $24.10 +0.2%
103 META META PLATFORMS INC Communication Services 6,970.0 $4.0M 0.11% +419.0 +6.4% $572.14 +8.1%
104 OKE ONEOK INC NEW Energy 43,681.0 $3.9M 0.11% -2K -3.9% $90.39 +0.7%
105 WMT WALMART INC Consumer Defensive 31,420.0 $3.9M 0.11% +442.0 +1.4% $124.28 +6.6%
106 MTB M & T BK CORP Financial Services 18,336.0 $3.8M 0.10% -1K -5.3% $206.72 -0.5%
107 V VISA INC Financial Services 12,477.0 $3.8M 0.10% +568.0 +4.8% $302.23 +6.7%
108 SPYM SPDR SERIES TRUST 47,968.0 $3.7M 0.10% +3K +6.7% $76.54 +13.7%
109 VLUE ISHARES TR 25,573.0 $3.6M 0.10% $142.19 +26.4%
110 EEM ISHARES TR 60,100.0 $3.4M 0.09% -7K -10.1% $56.79 +14.6%
111 VTI VANGUARD INDEX FDS 10,395.0 $3.3M 0.09% -439.0 -4.0% $320.80 +13.1%
112 SO SOUTHERN CO Utilities 33,976.0 $3.3M 0.09% -5K -12.5% $96.52 -2.9%
113 VBR VANGUARD INDEX FDS 15,006.0 $3.3M 0.09% -148.0 -1.0% $217.25 +4.6%
114 ORCL ORACLE CORP Technology 22,031.0 $3.2M 0.09% +3K +15.8% $147.11 +33.0%
115 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 35,622.0 $3.2M 0.09% +233.0 +0.7% $90.11 +11.8%
116 TJX TJX COS INC NEW Consumer Cyclical 20,054.0 $3.2M 0.09% $159.70 -7.7%
117 AMAT APPLIED MATLS INC Technology 8,999.0 $3.1M 0.08% +100.0 +1.1% $341.79 +27.7%
118 GLD SPDR GOLD TR Financial Services 7,029.0 $3.0M 0.08% -340.0 -4.6% $430.29 -0.7%
119 VEA VANGUARD TAX-MANAGED FDS 46,159.0 $3.0M 0.08% +916.0 +2.0% $64.08 +7.8%
120 GOOG ALPHABET INC Communication Services 10,155.0 $2.9M 0.08% +421.0 +4.3% $286.85 +38.5%
Page 6 of 22  ·  435 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 12.8%
Healthcare 12.7%
Industrials 12.1%
Energy 11.4%
Consumer Defensive 9.6%
Consumer Cyclical 7.7%
Communication Services 5.0%
Utilities 2.6%
Basic Materials 0.7%