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Portfolio (Quarterly) Guide ↗

Avantax Planning Partners, Inc.

· CIK 0001005441
13F Portfolio $3.6B AUM Filed Feb 5, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 437 New
Page 5 of 22  ·  437 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
81 MO ALTRIA GROUP INC Consumer Defensive 117,022.0 $6.7M 0.19% NEW $57.66 +27.9%
82 LLY ELI LILLY & CO Healthcare 6,054.0 $6.5M 0.18% NEW $1074.63 -8.1%
83 PFE PFIZER INC Healthcare 253,886.0 $6.3M 0.18% NEW $24.90 +1.7%
84 BLK BLACKROCK INC Financial Services 5,848.0 $6.3M 0.17% NEW $1070.29 -3.2%
85 HMOP HARTFORD FDS EXCHANGE TRADED 159,807.0 $6.3M 0.17% NEW $39.11 -0.9%
86 BAC BANK AMERICA CORP Financial Services 111,058.0 $6.1M 0.17% NEW $55.00 -7.8%
87 UPS UNITED PARCEL SERVICE INC Industrials 59,908.0 $5.9M 0.17% NEW $99.19 -3.7%
88 IWN ISHARES TR 32,115.0 $5.8M 0.16% NEW $181.21 +12.7%
89 SUB ISHARES TR 52,220.0 $5.6M 0.16% NEW $106.70 -0.6%
90 MCD MCDONALDS CORP Consumer Cyclical 18,039.0 $5.5M 0.15% NEW $305.62 -7.6%
91 BLUEROCK PVT REAL ESTATE FD 353,799.0 $5.3M 0.15% NEW $15.00
92 USB US BANCORP DEL Financial Services 91,510.0 $4.9M 0.14% NEW $53.36 +0.2%
93 META META PLATFORMS INC Communication Services 6,551.0 $4.3M 0.12% NEW $660.09 -7.4%
94 EOG EOG RES INC Energy 40,460.0 $4.2M 0.12% NEW $105.01 +36.2%
95 V VISA INC Financial Services 11,909.0 $4.2M 0.12% NEW $350.70 -5.1%
96 MMIT NEW YORK LIFE INVTS ACTIVE E 171,499.0 $4.2M 0.12% NEW $24.33 -0.9%
97 QCOM QUALCOMM INC Technology 23,779.0 $4.1M 0.11% NEW $171.05 +19.1%
98 BMY BRISTOL-MYERS SQUIBB CO Healthcare 74,548.0 $4.0M 0.11% NEW $53.94 +8.1%
99 CASY CASEYS GEN STORES INC Consumer Cyclical 7,176.0 $4.0M 0.11% NEW $552.71 +54.2%
100 CAT CATERPILLAR INC Industrials 6,849.0 $3.9M 0.11% NEW $572.90 +50.1%
Page 5 of 22  ·  437 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 27.4%
Financial Services 14.8%
Healthcare 13.0%
Industrials 10.8%
Consumer Defensive 9.8%
Consumer Cyclical 8.2%
Energy 7.8%
Communication Services 4.8%
Utilities 2.5%
Basic Materials 0.6%