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Portfolio (Quarterly) Guide ↗

Avantax Planning Partners, Inc.

· CIK 0001005441
13F Portfolio $3.6B AUM 435 positions Filed May 4, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 30 New 139 Added 166 Reduced 32 Exited
Page 12 of 22  ·  435 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 AVSC AMERICAN CENTY ETF TR 12,496.0 $779K 0.02% -525.0 -4.0% $62.30 +7.1%
222 WM WASTE MGMT INC DEL Industrials 3,383.0 $777K 0.02% +328.0 +10.7% $229.79 -4.3%
223 VO VANGUARD INDEX FDS 2,692.0 $773K 0.02% +280.0 +11.6% $287.15 -73.3%
224 AXP AMERICAN EXPRESS CO Financial Services 2,548.0 $771K 0.02% $302.45 +3.2%
225 HWM HOWMET AEROSPACE INC Industrials 3,310.0 $763K 0.02% +92.0 +2.9% $230.47 +13.0%
226 EXI ISHARES TR 4,206.0 $761K 0.02% $181.01 +6.4%
227 ET ENERGY TRANSFER L P Energy 39,362.0 $760K 0.02% +5K +15.9% $19.30 +4.4%
228 VIS VANGUARD WORLD FD 2,405.0 $751K 0.02% +374.0 +18.4% $312.22 +6.6%
229 ETN EATON CORP PLC Industrials 2,090.0 $748K 0.02% +55.0 +2.7% $357.71 +11.7%
230 VFH VANGUARD WORLD FD 6,152.0 $743K 0.02% -104.0 -1.7% $120.81 +4.9%
231 ESGV VANGUARD WORLD FD 6,584.0 $739K 0.02% $112.27 +15.5%
232 SRE SEMPRA Utilities 7,407.0 $720K 0.02% $97.17 -6.9%
233 ENB ENBRIDGE INC Energy 13,084.0 $708K 0.02% +2K +13.1% $54.14 +2.2%
234 DELL DELL TECHNOLOGIES INC Technology 4,310.0 $707K 0.02% +1K +37.2% $164.13 +47.5%
235 IDEV ISHARES TR 8,414.0 $703K 0.02% +753.0 +9.8% $83.57 +6.0%
236 PRU PRUDENTIAL FINL INC Financial Services 7,096.0 $693K 0.02% -1K -13.7% $97.69 +4.3%
237 IBDR ISHARES TR 28,526.0 $691K 0.02% -652.0 -2.2% $24.24 -0.1%
238 XLF SELECT SECTOR SPDR TR 13,890.0 $686K 0.02% +3K +29.4% $49.37 +4.8%
239 SYK STRYKER CORPORATION Healthcare 2,085.0 $685K 0.02% $328.55 -6.6%
240 PVAL PUTNAM ETF TRUST 13,994.0 $649K 0.02% $46.40 +7.3%
Page 12 of 22  ·  435 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 12.8%
Healthcare 12.7%
Industrials 12.1%
Energy 11.4%
Consumer Defensive 9.6%
Consumer Cyclical 7.7%
Communication Services 5.0%
Utilities 2.6%
Basic Materials 0.7%