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Portfolio (Quarterly) Guide ↗

Avantax Planning Partners, Inc.

· CIK 0001005441
13F Portfolio $3.6B AUM 435 positions Filed May 4, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 30 New 139 Added 166 Reduced 32 Exited
Page 3 of 9  ·  166 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 IWN ISHARES TR 30,585.0 $5.8M 0.16% -2K -4.8% $189.59 +8.6%
42 EOG EOG RES INC Energy 40,066.0 $5.8M 0.16% -394.0 -1.0% $144.57 -5.9%
43 BLUEROCK PVT REAL ESTATE FD 344,467.0 $5.7M 0.16% -9K -2.6% $16.61
44 BAC BANK AMERICA CORP Financial Services 107,237.0 $5.2M 0.14% -4K -3.4% $48.75 +2.1%
45 UPS UNITED PARCEL SVCS INC Industrials 51,129.0 $5.0M 0.14% -9K -14.7% $98.38 +0.0%
46 SUB ISHARES TR 46,116.0 $4.9M 0.14% -6K -11.7% $106.50 -0.3%
47 VTEB VANGUARD MUN BD FDS 93,553.0 $4.7M 0.13% -55K -37.0% $49.89 -0.1%
48 USB US BANCORP Financial Services 85,641.0 $4.5M 0.12% -6K -6.4% $52.01 +2.7%
49 BMY BRISTOL-MYERS SQUIBB CO Healthcare 67,047.0 $4.1M 0.11% -8K -10.1% $60.65 -6.0%
50 MMIT NEW YORK LIFE INVTS ACTIVE E 168,469.0 $4.1M 0.11% -3K -1.8% $24.10 +0.2%
51 OKE ONEOK INC NEW Energy 43,681.0 $3.9M 0.11% -2K -3.9% $90.39 +0.7%
52 MTB M & T BK CORP Financial Services 18,336.0 $3.8M 0.10% -1K -5.3% $206.72 -0.5%
53 EEM ISHARES TR 60,100.0 $3.4M 0.09% -7K -10.1% $56.79 +14.6%
54 VTI VANGUARD INDEX FDS 10,395.0 $3.3M 0.09% -439.0 -4.0% $320.80 +13.1%
55 SO SOUTHERN CO Utilities 33,976.0 $3.3M 0.09% -5K -12.5% $96.52 -2.9%
56 VBR VANGUARD INDEX FDS 15,006.0 $3.3M 0.09% -148.0 -1.0% $217.25 +4.6%
57 GLD SPDR GOLD TR Financial Services 7,029.0 $3.0M 0.08% -340.0 -4.6% $430.29 -0.7%
58 QCOM QUALCOMM INC Technology 22,600.0 $2.9M 0.08% -1K -5.0% $128.78 +55.4%
59 XLK SELECT SECTOR SPDR TR 21,265.0 $2.8M 0.08% -383.0 -1.8% $132.90 +32.7%
60 PSX PHILLIPS 66 Energy 13,644.0 $2.5M 0.07% -744.0 -5.2% $182.18 -5.9%
Page 3 of 9  ·  166 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 12.8%
Healthcare 12.7%
Industrials 12.1%
Energy 11.4%
Consumer Defensive 9.6%
Consumer Cyclical 7.7%
Communication Services 5.0%
Utilities 2.6%
Basic Materials 0.7%