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Portfolio (Quarterly) Guide ↗

Avantax Planning Partners, Inc.

· CIK 0001005441
13F Portfolio $3.6B AUM 435 positions Filed May 4, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 30 New 139 Added 166 Reduced 32 Exited
Page 6 of 7  ·  139 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 PWZ INVESCO EXCH TRADED FD TR II 25,503.0 $609K 0.02% +11K +72.3% $23.87 +0.1%
102 MMCA NEW YORK LIFE INVTS ACTIVE E 27,345.0 $590K 0.02% +12K +82.2% $21.56 -0.1%
103 KLAC KLA CORP Technology 394.0 $580K 0.02% +18.0 +4.8% $1472.41 +21.8%
104 TRP TC ENERGY CORP Energy 8,838.0 $553K 0.01% +713.0 +8.8% $62.60 +8.8%
105 BSMR INVESCO EXCH TRD SLF IDX FD 23,263.0 $550K 0.01% +2K +10.8% $23.65 -0.5%
106 BSMS INVESCO EXCH TRD SLF IDX FD 23,467.0 $549K 0.01% +2K +10.8% $23.40 -0.2%
107 DIA STATE STR SPDR DOW JONES IND Financial Services 1,165.0 $540K 0.01% +15.0 +1.3% $463.19 +6.9%
108 AEP AMERICAN ELEC PWR CO INC Utilities 4,031.0 $528K 0.01% +134.0 +3.4% $131.09 -3.9%
109 MS MORGAN STANLEY Financial Services 3,185.0 $524K 0.01% +87.0 +2.8% $164.57 +17.3%
110 VCR VANGUARD WORLD FD 1,422.0 $511K 0.01% +535.0 +60.3% $359.03 +7.1%
111 FLOT ISHARES TR 9,421.0 $480K 0.01% +692.0 +7.9% $50.95 +0.0%
112 IAU ISHARES GOLD TR Financial Services 5,389.0 $475K 0.01% +258.0 +5.0% $88.16 -2.4%
113 CEG CONSTELLATION ENERGY CORP Utilities 1,625.0 $454K 0.01% +35.0 +2.2% $279.32 -5.3%
114 AMT AMERICAN TOWER CORP Real Estate 2,614.0 $451K 0.01% +101.0 +4.0% $172.58 -0.7%
115 CAH CARDINAL HEALTH INC Healthcare 1,920.0 $406K 0.01% +100.0 +5.5% $211.27 -7.0%
116 RSP INVESCO EXCHANGE TRADED FD T 2,073.0 $398K 0.01% +114.0 +5.8% $191.92 +5.1%
117 HPE HEWLETT PACKARD ENTERPRISE C Technology 16,161.0 $385K 0.01% +139.0 +0.9% $23.81 +40.2%
118 C CITIGROUP INC Financial Services 3,360.0 $381K 0.01% +22.0 +0.7% $113.40 +8.8%
119 ETG EATON VANCE TX ADV GLBL DIV Financial Services 18,303.0 $368K 0.01% +3K +16.9% $20.12 +13.6%
120 APH AMPHENOL CORP Technology 2,898.0 $366K 0.01% +42.0 +1.5% $126.35 -3.1%
Page 6 of 7  ·  139 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 25.3%
Financial Services 12.8%
Healthcare 12.7%
Industrials 12.1%
Energy 11.4%
Consumer Defensive 9.6%
Consumer Cyclical 7.7%
Communication Services 5.0%
Utilities 2.6%
Basic Materials 0.7%