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Portfolio (Quarterly) Guide ↗

TOCQUEVILLE ASSET MANAGEMENT L.P.

· CIK 0000883961
13F Portfolio $6.7B AUM 547 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 24 New 145 Added 249 Reduced 57 Exited
Page 27 of 28  ·  547 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
521 SENS SENSEONICS HLDGS INC Healthcare 33,500.0 $223K 0.00% NEW $6.66 -14.3%
522 IDCC INTERDIGITAL INC Technology 725.0 $219K 0.00% -235.0 -24.5% $302.00 -11.6%
523 TDY TELEDYNE TECHNOLOGIES INC Technology 360.0 $218K 0.00% NEW $605.01 +1.5%
524 PFG PRINCIPAL FINANCIAL GROUP IN Financial Services 2,400.0 $216K 0.00% NEW $90.11 +14.1%
525 NTRS NORTHERN TR CORP Financial Services 1,536.0 $214K 0.00% NEW $139.57 +19.7%
526 SNPS SYNOPSYS INC Technology 540.0 $214K 0.00% $396.48 +25.8%
527 BRO BROWN & BROWN INC Financial Services 3,200.0 $209K 0.00% NEW $65.21 -10.3%
528 M MACYS INC Consumer Cyclical 11,420.0 $207K 0.00% NEW $18.09 +14.0%
529 VLTO VERALTO CORP Industrials 2,309.0 $204K 0.00% -381.0 -14.2% $88.42 -2.5%
530 DH DEFINITIVE HEALTHCARE CORP Healthcare 165,000.0 $203K 0.00% $1.23 -33.3%
531 VTR VENTAS INC Real Estate 2,463.0 $201K 0.00% -9K -78.0% $81.78 +8.3%
532 FARM FARMER BROS CO Consumer Defensive 155,000.0 $197K 0.00% -48K -23.6% $1.27 +0.8%
533 MUFG MITSUBISHI UFJ FINL GROUP IN Financial Services 10,392.0 $176K 0.00% -172.0 -1.6% $16.97 +14.2%
534 PUMP PROPETRO HLDG CORP Energy 11,500.0 $166K 0.00% NEW $14.41 +18.2%
535 CGTX COGNITION THERAPEUTICS INC Healthcare 195,000.0 $148K 0.00% +2K +1.3% $0.76 +64.6%
536 S SENTINELONE INC Technology 10,000.0 $129K 0.00% -71K -87.7% $12.88 +39.5%
537 ONCOLYTICS BIOTECH INC 149,000.0 $126K 0.00% +77K +106.9% $0.85
538 AAPL PUT APPLE INC Technology 400.0 $102K 0.00% $253.79 +20.2%
539 MA PUT MASTERCARD INCORPORATED Financial Services 200.0 $100K 0.00% $499.66 -0.0%
540 ASPI ASP ISOTOPES INC Basic Materials 20,000.0 $88K 0.00% +3K +17.6% $4.42 +17.0%
Page 27 of 28  ·  547 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 20.6%
Industrials 14.4%
Financial Services 12.9%
Healthcare 11.5%
Consumer Cyclical 11.3%
Communication Services 8.3%
Basic Materials 7.0%
Energy 5.9%
Consumer Defensive 4.5%
Utilities 2.5%