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Portfolio (Quarterly) Guide ↗

TOCQUEVILLE ASSET MANAGEMENT L.P.

· CIK 0000883961
13F Portfolio $6.7B AUM 547 positions Filed May 12, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 24 New 145 Added 249 Reduced 57 Exited
Page 15 of 28  ·  547 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 ETN EATON CORP PLC Industrials 6,212.0 $2.2M 0.03% -99.0 -1.6% $357.67 +6.7%
282 BLOCK INC 36,227.0 $2.2M 0.03% -851.0 -2.3% $60.18
283 BOTZ GLOBAL X FDS 65,252.0 $2.2M 0.03% -640.0 -1.0% $33.22 +19.4%
284 SGOL ETFS GOLD TR Financial Services 48,150.0 $2.1M 0.03% $44.62 -3.1%
285 AMLP ALPS ETF TR 40,518.0 $2.1M 0.03% -345.0 -0.8% $52.64 +2.9%
286 REMX VANECK ETF TRUST 23,567.0 $2.1M 0.03% -299.0 -1.2% $88.00 +8.8%
287 MITK MITEK SYS INC Technology 151,300.0 $2.0M 0.03% -105K -41.0% $13.50 +13.8%
288 GSK GSK PLC Healthcare 36,757.0 $2.0M 0.03% -10K -21.6% $55.19 -6.6%
289 KLIC KULICKE & SOFFA INDS INC Technology 30,436.0 $2.0M 0.03% -370.0 -1.2% $65.72 +53.8%
290 BHP BHP GROUP LTD Basic Materials 27,400.0 $2.0M 0.03% +2K +8.8% $72.74 +16.8%
291 KEY KEYCORP Financial Services 98,589.0 $2.0M 0.03% $20.05 +7.2%
292 BK BANK NEW YORK MELLON CORP Financial Services 16,629.0 $2.0M 0.03% -1K -6.3% $118.63 +17.2%
293 VDC VANGUARD WORLD FD 8,762.0 $2.0M 0.03% -12K -56.8% $224.59 +2.3%
294 TLS TELOS CORP MD Technology 465,000.0 $1.9M 0.03% $4.19 +11.7%
295 VEU VANGUARD INTL EQUITY INDEX F 25,499.0 $1.9M 0.03% $75.10 +10.0%
296 RXST RXSIGHT INC Healthcare 310,000.0 $1.9M 0.03% +10K +3.3% $6.16 +0.0%
297 WAT WATERS CORP Healthcare 6,410.0 $1.9M 0.03% NEW $297.80 +14.6%
298 GE GE AEROSPACE Industrials 6,534.0 $1.9M 0.03% -119.0 -1.8% $283.77 +6.3%
299 PEG PUBLIC SVC ENTERPRISE GRP IN Utilities 22,826.0 $1.8M 0.03% $80.95 -3.1%
300 CSBR CHAMPIONS ONCOLOGY INC Healthcare 319,674.0 $1.8M 0.03% $5.75 +3.5%
Page 15 of 28  ·  547 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 20.6%
Industrials 14.4%
Financial Services 12.9%
Healthcare 11.5%
Consumer Cyclical 11.3%
Communication Services 8.3%
Basic Materials 7.0%
Energy 5.9%
Consumer Defensive 4.5%
Utilities 2.5%