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Portfolio (Quarterly) Guide ↗

OPPENHEIMER & CO INC

· CIK 0000822581
13F Portfolio $9.4B AUM 1,759 positions Filed Aug 3, 2026 EDGAR ↗ ← All Funds
Q2 2026 Q1 2026 · All 180 New 713 Added 640 Reduced 104 Exited
Page 35 of 36  ·  713 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
681 AQST AQUESTIVE THERAPEUTICS INC Healthcare 51,052.0 $212K 0.00% +13K +34.8% $4.16 +3.1%
682 ETY EATON VANCE TAX-MANAGED DIVE Financial Services 14,393.0 $209K 0.00% +94.0 +0.7% $14.54 +0.5%
683 KORP AMERICAN CENTY ETF TR 4,435.0 $208K 0.00% +90.0 +2.1% $46.85 -2.4%
684 FTF FRANKLIN LTD DURATION INCOME Financial Services 35,501.0 $206K 0.00% +709.0 +2.0% $5.79 +0.7%
685 BGH BARINGS GLOBAL SHORT DURATIO Financial Services 13,614.0 $192K 0.00% +153.0 +1.1% $14.10 +1.7%
686 GASS STEALTHGAS INC Industrials 24,000.0 $190K 0.00% +3K +14.3% $7.90 +21.5%
687 HTZ HERTZ GLOBAL HLDGS INC Industrials 78,390.0 $178K 0.00% +9K +12.9% $2.27 -4.6%
688 IMRX IMMUNEERING CORP Healthcare 35,000.0 $175K 0.00% +1K +2.9% $4.99 +4.6%
689 MMD NYLI MACKAY DEFINEDTERM MUNI Financial Services 11,242.0 $174K 0.00% +1K +10.1% $15.50 -3.3%
690 LUMN LUMEN TECHNOLOGIES INC Communication Services 21,621.0 $166K 0.00% +1K +4.8% $7.68 -14.3%
691 ESRT EMPIRE ST RLTY TR INC Real Estate 30,691.0 $166K 0.00% +5K +19.5% $5.41 -13.9%
692 SLRC SLR INVESTMENT CORP Financial Services 13,264.0 $164K 0.00% +2K +19.4% $12.37 +2.4%
693 EVV EATON VANCE LIMITED DURATION Financial Services 17,231.0 $161K 0.00% +282.0 +1.7% $9.37 -2.6%
694 FSK FS KKR CAP CORP Financial Services 15,304.0 $161K 0.00% +1K +8.1% $10.50 +14.4%
695 LYG LLOYDS BANKING GROUP PLC Financial Services 26,997.0 $157K 0.00% +2K +9.9% $5.83 +5.5%
696 RA BROOKFIELD REAL ASSETS INCOM Financial Services 11,497.0 $148K 0.00% +215.0 +1.9% $12.88 -1.7%
697 ASG LIBERTY ALL-STAR GROWTH FD I Financial Services 24,020.0 $131K 0.00% +499.0 +2.1% $5.47 +0.2%
698 CLF CLEVELAND-CLIFFS INC NEW Basic Materials 13,106.0 $123K 0.00% +1K +10.8% $9.39 +31.1%
699 GENI GENIUS SPORTS LIMITED Communication Services 19,650.0 $119K 0.00% +1K +5.4% $6.06 +28.1%
700 MIDCAP FINANCIAL INVSTMNT CO 11,737.0 $118K 0.00% +658.0 +5.9% $10.08
Page 35 of 36  ·  713 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 31.3%
Financial Services 16.7%
Industrials 12.6%
Healthcare 8.7%
Consumer Cyclical 8.2%
Communication Services 8.1%
Energy 4.5%
Consumer Defensive 4.2%
Utilities 2.6%
Basic Materials 1.8%