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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 36 of 37  ·  725 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
701 LITHIUM ARGENTINA AG 222.0 $1K -33.0 -12.9% $6.68
702 SWBI SMITH & WESSON BRANDS INC Industrials 100.0 $1K -1K -93.2% $14.33 +8.2%
703 TRMD TORM PLC Energy 50.0 $1K -100.0 -66.7% $27.90 +7.7%
704 KNSL KINSALE CAPITAL GROUP INC Financial Services 4.0 $1K -13.0 -76.5% $341.50 -8.2%
705 ICVT ISHARES TR 13.0 $1K -15.0 -53.6% $101.77 +16.9%
706 FTWO EA SERIES TRUST 28.0 $1K -15.0 -34.9% $45.43 -1.8%
707 SONY FINL GROUP INC 258.0 $1K -72.0 -21.8% $4.51
708 OGE OGE ENERGY CORP Utilities 24.0 $1K -4.0 -14.3% $47.96 +0.1%
709 GNK GENCO SHIPPING & TRADING Industrials 50.0 $1K -100.0 -66.7% $22.54 +4.8%
710 LSCC LATTICE SEMICONDUCTOR CORP Technology 12.0 $1K -3.0 -20.0% $92.75 +56.9%
711 SHG SHINHAN FINL GROUP CO LTD Financial Services 18.0 $1K -3.0 -14.3% $61.28 +3.6%
712 IGIC INTERNATIONAL GENERAL Financial Services 45.0 $1K -10.0 -18.2% $24.22 +3.0%
713 ASMPT LIMITED 26.0 $987.0 -11.0 -29.7% $37.96
714 AMH AMERICAN HOMES 4 RENT Real Estate 35.0 $977.0 -43.0 -55.1% $27.91 +15.3%
715 VPL VANGUARD INTERNATIONAL EQUITY 10.0 $977.0 -24.0 -70.6% $97.70 +17.1%
716 CNR CORE NATURAL RESOURCES INC Energy 8.0 $837.0 -4.0 -33.3% $104.62 -16.2%
717 ZTO ZTO EXPRESS CAYMAN INC Industrials 31.0 $780.0 -16.0 -34.0% $25.16 -10.7%
718 KD KYNDRYL HOLDINGS INC Technology 59.0 $774.0 -43.0 -42.2% $13.12 -9.5%
719 ABSA GROUP LTD 25.0 $704.0 -22.0 -46.8% $28.16
720 PHIN PHINIA INC Consumer Cyclical 5.0 $342.0 -1.0 -16.7% $68.40 +13.9%
Page 36 of 37  ·  725 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%