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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 32 of 37  ·  725 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
621 CHRW C H ROBINSON WORLDWIDE INC Industrials 69.0 $11K 0.00% -7.0 -9.2% $166.06 +6.3%
622 ECC EAGLE POINT CREDIT COMPANY INC Financial Services 3,000.0 $11K 0.00% -8K -72.7% $3.76 +10.4%
623 KEY KEYCORP NEW Financial Services 535.0 $11K 0.00% -25.0 -4.5% $20.05 +7.2%
624 FORTINET INC 130.0 $11K 0.00% -134.0 -50.8% $81.72
625 RBLX ROBLOX CORPORATION Technology 184.0 $10K 0.00% -3.0 -1.6% $56.56 -19.3%
626 MSC INCOME FUND INC 834.0 $10K 0.00% -832.0 -49.9% $12.18
627 GLDM WORLD GOLD TRUST Financial Services 108.0 $10K 0.00% -2K -94.7% $92.69 -5.0%
628 OKLO OKLO INC Utilities 200.0 $10K 0.00% -150.0 -42.9% $49.59 +36.8%
629 SPTI SPDR SERIES TRUST 328.0 $9K 0.00% -5K -93.7% $28.66 -1.0%
630 AIOT POWERFLEET INC Technology 3,000.0 $9K 0.00% -10K -76.9% $3.08 +12.3%
631 LYG LLOYDS BANKING GROUP PLC Financial Services 1,788.0 $9K 0.00% -125.0 -6.5% $5.03 +9.2%
632 BIIB BIOGEN INC Healthcare 49.0 $9K 0.00% -36.0 -42.4% $183.33 +7.4%
633 MOO VANECK ETF TRUST 105.0 $9K 0.00% -1K -93.3% $85.27 -5.6%
634 BUXX EA SERIES TRUST 419.0 $8K 0.00% -224.0 -34.8% $20.24 +0.2%
635 ABB LTD 106.0 $8K 0.00% -17.0 -13.8% $78.70
636 KBWB INVESCO EXCHANGE TRADED FD TR 103.0 $8K 0.00% -134.0 -56.5% $79.25 +9.2%
637 INFL LISTED FUNDS TRUST 156.0 $8K 0.00% -30.0 -16.1% $52.06 +0.1%
638 VTRS VIATRIS INC Healthcare 599.0 $8K 0.00% -73.0 -10.9% $13.51 +20.6%
639 SUSA ISHARES TRUST 61.0 $8K 0.00% -369.0 -85.8% $132.10 +15.2%
640 CF CF INDUSTRIES HOLDINGS INC Basic Materials 62.0 $8K 0.00% -85.0 -57.8% $129.84 -10.4%
Page 32 of 37  ·  725 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%