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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 26 of 37  ·  725 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
501 INVH INVITATION HOMES INC Real Estate 1,560.0 $39K 0.00% -214.0 -12.1% $24.85 +18.4%
502 CRH PUBLIC LIMITED COMPANY 368.0 $39K 0.00% -17.0 -4.4% $105.12
503 BCRX BIOCRYST PHARMACEUTICALS INC Healthcare 4,000.0 $38K 0.00% -2K -33.3% $9.52 -4.2%
504 CLOA BLACKROCK ETF TRUST II 733.0 $38K 0.00% -998.0 -57.6% $51.83 +0.3%
505 EXCHANGE INCOME CORPORATION 500.0 $38K 0.00% -100.0 -16.7% $75.12
506 BCX BLACKROCK RESOURCES & Financial Services 3,098.0 $37K 0.00% -2K -34.6% $12.05 -1.0%
507 SM SM ENERGY COMPANY Energy 1,194.0 $37K 0.00% -153.0 -11.4% $31.18 -1.8%
508 DAUG FIRST TR EXCHANGE TRADED FD 849.0 $37K 0.00% -206.0 -19.5% $43.55 +6.9%
509 NUVEEN REAL ESTATE INCOME FD 4,953.0 $37K 0.00% -65K -92.9% $7.46
510 INNOVATOR ETFS TR 1,334.0 $36K 0.00% -120.0 -8.2% $26.95
511 XLG INVESCO EXCHANGE TRADED FD TR 657.0 $36K 0.00% -34K -98.1% $54.55 +16.8%
512 HSBC HSBC HOLDINGS PLC Financial Services 429.0 $35K 0.00% -6.0 -1.4% $82.61 +14.6%
513 CMS CMS ENERGY CORP Utilities 454.0 $35K 0.00% -510.0 -52.9% $77.58 -4.3%
514 TSI TCW STRATEGIC INCOME FUND INC Financial Services 7,839.0 $35K 0.00% -391.0 -4.8% $4.49 +0.4%
515 KKR KKR & CO INC Financial Services 374.0 $35K 0.00% -110.0 -22.7% $92.50 +2.7%
516 VOD VODAFONE GROUP PLC Communication Services 2,298.0 $35K 0.00% -1K -30.9% $15.02 -1.1%
517 FERG FERGUSON ENTERPRISES INC Industrials 147.0 $34K 0.00% -6.0 -3.9% $233.26 -1.5%
518 DWM WISDOMTREE TRUST 490.0 $34K 0.00% -2K -83.5% $69.89 +6.7%
519 GLOBUS MEDICAL INC 397.0 $34K 0.00% -81.0 -16.9% $86.16
520 JSI JANUS DETROIT STREET TRUST 663.0 $34K 0.00% -34.0 -4.9% $51.55 +0.1%
Page 26 of 37  ·  725 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%