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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 19 of 37  ·  725 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 USMF WISDOMTREE TR 3,237.0 $160K 0.01% -1K -25.5% $49.38 +7.0%
362 DHR DANAHER CORPORATION Healthcare 842.0 $160K 0.01% -243.0 -22.4% $189.60 -8.7%
363 XNTK SPDR SERIES TRUST 620.0 $158K 0.01% -95.0 -13.3% $255.28 +40.8%
364 PHO INVESCO EXCHANGE TRADED FUND 2,322.0 $155K 0.01% -48.0 -2.0% $66.86 -1.4%
365 VTIP VANGUARD SHORT TERM INFLATION 3,076.0 $154K 0.01% -1K -25.2% $49.96 +0.8%
366 IXUS ISHARES TR 1,773.0 $154K 0.01% -168.0 -8.7% $86.65 +11.4%
367 AVDE AMERICAN CENTURY ETF TRUST 1,805.0 $153K 0.01% -31.0 -1.7% $84.88 +7.8%
368 DDEC FIRST TR EXCHANGE TRADED FD 3,450.0 $153K 0.01% -878.0 -20.3% $44.28 +6.5%
369 DFAI DIMENSIONAL ETF TRUST 3,887.0 $151K 0.01% -64.0 -1.6% $38.96 +7.3%
370 IYG ISHARES U S FINANCIAL SERVICES 1,828.0 $151K 0.01% -162.0 -8.1% $82.84 +4.9%
371 DLB DOLBY LABORATORIES INC Technology 2,512.0 $151K 0.01% -596.0 -19.2% $60.06 -7.3%
372 AX AXOS FINANCIAL INC Financial Services 1,773.0 $151K 0.01% -576.0 -24.5% $85.09 +2.4%
373 FTSL FIRST TRUST SENIOR LOAN FUND 3,297.0 $148K 0.01% -243.0 -6.9% $44.81 +0.3%
374 FOX FOX CORPORATION Communication Services 2,769.0 $147K 0.01% -695.0 -20.1% $53.10 +10.4%
375 WBD WARNER BROS DISCOVERY INC Communication Services 5,343.0 $147K 0.01% -490.0 -8.4% $27.46 -1.7%
376 JNK SPDR SERIES TRUST 1,527.0 $146K 0.01% -19.0 -1.2% $95.75 +0.8%
377 ESTA ESTABLISHMENT LABS HOLDINGS Healthcare 2,553.0 $145K 0.01% -1K -31.6% $56.78 +25.6%
378 BBWI BATH & BODY WORKS INC Consumer Cyclical 7,740.0 $145K 0.01% -2K -16.6% $18.67 +4.2%
379 AJG GALLAGHER ARTHUR J & CO Financial Services 657.0 $142K 0.01% -72.0 -9.9% $216.58 -6.3%
380 GL GLOBE LIFE INC Financial Services 1,014.0 $141K 0.01% -26.0 -2.5% $139.17 +10.9%
Page 19 of 37  ·  725 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%