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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 6 of 10  ·  195 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
101 JPO TIDAL TRUST II 511.0 $7K 0.00% NEW $13.88 -2.4%
102 DBMF LITMAN GREGORY FUNDS TRUST 235.0 $7K 0.00% NEW $30.15 +3.0%
103 WEAT TEUCRIUM COMMODITY TR Financial Services 275.0 $6K NEW $23.57 +1.3%
104 UUP INVESCO DB US DOLLAR INDEX Financial Services 225.0 $6K NEW $27.78 -0.2%
105 NHI NATIONAL HEALTH INVESTORS INC Real Estate 77.0 $6K NEW $80.86 -5.5%
106 NBCM NEUBERGER BERMAN ETF TRUST 221.0 $6K NEW $28.03 +3.3%
107 NATIONAL BK GREECE S A 392.0 $6K NEW $15.25
108 ELVR ELEVRA LITHIUM LIMITED Basic Materials 100.0 $6K NEW $58.90 +48.3%
109 NVAX NOVAVAX INC Healthcare 711.0 $6K NEW $8.14 +40.8%
110 ROKU ROKU INC Communication Services 58.0 $5K NEW $94.60 +38.2%
111 WDC WESTERN DIGITAL CORP Technology 20.0 $5K NEW $270.45 +95.1%
112 VTEB VANGUARD MUNICIPAL BOND FUNDS 102.0 $5K NEW $49.88 +0.4%
113 IDU ISHARES U S UTILITIES ETF 43.0 $5K NEW $116.09 -2.1%
114 AVEM AMERICAN CENTURY ETF TRUST 61.0 $5K NEW $80.57 +19.6%
115 SOPH SOPHIA GENETICS SA Healthcare 987.0 $5K NEW $4.95 +0.8%
116 URNM SPROTT FUNDS TRUST 77.0 $5K NEW $63.14 -4.7%
117 HUM HUMANA INC Healthcare 25.0 $4K NEW $173.36 +75.0%
118 ARTORIUS STEDIM BIOTECH S A 226.0 $4K NEW $19.15
119 HALMA PLC 40.0 $4K NEW $100.25
120 SSRM SSR MINING INC Basic Materials 130.0 $4K NEW $29.40 +2.5%
Page 6 of 10  ·  195 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%