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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 3 of 10  ·  195 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
41 VECO VEECO INSTRUMENTS INC-DEL Technology 1,369.0 $46K 0.00% NEW $33.86 +84.5%
42 INCM FRANKLIN TEMPLETON ETF TRUST 1,450.0 $42K 0.00% NEW $28.75 +2.1%
43 BROOKFIELD BUSINESS CORP 1,284.0 $41K 0.00% NEW $31.64
44 PAHC PHIBRO ANIMAL HEALTH Healthcare 708.0 $39K 0.00% NEW $55.31 -39.1%
45 VTOL BRISTOW GROUP INC Energy 831.0 $39K 0.00% NEW $46.89 -8.9%
46 DNTH DIANTHUS THERAPEUTICS INC Healthcare 456.0 $38K 0.00% NEW $83.92 +3.5%
47 SOXY TIDAL TRUST II 591.0 $37K 0.00% NEW $63.21 +59.8%
48 RSPN INVESCO EXCHANGE TRADED FD TR 608.0 $35K 0.00% NEW $57.58 +5.7%
49 SIEMENS ENERGY AG 212.0 $35K 0.00% NEW $163.90
50 FTCB FIRST TRUST EXCHANGE TRADED 1,466.0 $31K 0.00% NEW $20.96 -0.8%
51 BSEP INNOVATOR ETF TRUST 583.0 $28K 0.00% NEW $48.08 +8.8%
52 XME SPDR SER TR 257.0 $28K 0.00% NEW $108.01 +13.6%
53 BOCT INNOVATOR ETFS TR 578.0 $28K 0.00% NEW $47.99 +9.8%
54 BDEC INNOVATOR ETFS TR 576.0 $28K 0.00% NEW $48.00 +10.4%
55 BJAN INNOVATOR ETFS TR 518.0 $28K 0.00% NEW $53.33 +10.0%
56 BNOV INNOVATOR ETFS TR 641.0 $28K 0.00% NEW $43.02 +10.6%
57 SUNB SUNBELT RENTALS HOLDINGS INC Financial Services 408.0 $27K 0.00% NEW $65.09 +20.7%
58 DANONE 1,667.0 $27K 0.00% NEW $15.91
59 TELEPERFORMANCE 910.0 $26K 0.00% NEW $28.97
60 BBJP J P MORGAN EXCHANGE TRADED FD 373.0 $26K 0.00% NEW $68.91 +9.5%
Page 3 of 10  ·  195 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%