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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 2 of 10  ·  195 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 SHAK SHAKE SHACK INC Consumer Cyclical 2,034.0 $180K 0.01% NEW $88.47 -30.1%
22 WT WISDOMTREE INC Financial Services 11,481.0 $167K 0.01% NEW $14.56 +32.1%
23 LFUS LITTELFUSE INC Technology 431.0 $146K 0.01% NEW $339.35 +42.1%
24 NXE NEXGEN ENERGY LTD Energy 12,484.0 $145K 0.01% NEW $11.60 -6.6%
25 CAKE CHEESECAKE FACTORY INC Consumer Cyclical 2,608.0 $143K 0.01% NEW $54.75 +19.0%
26 AAOI APPLIED OPTOELECTRONICS INC Technology 1,579.0 $134K 0.01% NEW $84.59 +103.9%
27 TWST TWIST BIOSCIENCE CORPORATION Healthcare 2,334.0 $111K 0.01% NEW $47.52 +38.5%
28 LRN STRIDE INC Consumer Defensive 1,215.0 $107K 0.01% NEW $88.17 +1.5%
29 AEHR AEHR TEST SYSTEMS Technology 2,498.0 $93K 0.01% NEW $37.08 +192.0%
30 JVAL J P MORGAN EXCHANGE TRADED 1,635.0 $80K 0.01% NEW $48.86 +16.8%
31 FOXY SIMPLIFY EXCHANGE TRADED FUNDS 2,547.0 $74K 0.01% NEW $29.24 -0.3%
32 TBLL INVESCO EXCHANGE TRADED FD TR 636.0 $67K 0.01% NEW $105.55 +0.0%
33 PATH UIPATH INC Technology 6,000.0 $67K 0.01% NEW $11.10 -0.1%
34 IWMI NEOS ETF TR 1,211.0 $57K 0.00% NEW $47.40 +10.3%
35 ASO ACADEMY SPORTS AND OUTDOORS Consumer Cyclical 924.0 $52K 0.00% NEW $56.45 -1.9%
36 LMND LEMONADE INC Financial Services 830.0 $52K 0.00% NEW $62.68 -7.1%
37 ANIP ANI PHARMACEUTICALS INC Healthcare 672.0 $52K 0.00% NEW $76.90 +6.9%
38 XSMO INVESCO EXCHANGE TRADED FD TR 675.0 $51K 0.00% NEW $76.03 +17.3%
39 THR THERMON GROUP HOLDINGS INC Industrials 1,014.0 $51K 0.00% NEW $50.40 +41.4%
40 ARLO ARLO TECHNOLOGIES INC Industrials 3,517.0 $50K 0.00% NEW $14.23 -5.1%
Page 2 of 10  ·  195 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%