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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 139 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2761 CTEV CLARITEVCORPORATION Healthcare 1.0 $42.0 NEW $42.00 -45.1%
2762 SMCI CALL CALLSMCI06/18/2690 Technology 1.0 $40.0 NEW $40.00 -4.5%
2763 AB CALL CALLAB01/16/2645 Financial Services 1.0 $40.0 NEW $40.00 -7.2%
2764 CNDT CONDUENTINCORPORATED Technology 20.0 $38.0 NEW $1.90 -6.3%
2765 PCG PG&ECORP Utilities 2.0 $32.0 NEW $16.00 +3.3%
2766 WWINTERNATIONALINC 1.0 $29.0 NEW $29.00
2767 PERIMETERSOLUTIONSINC 1.0 $27.0 NEW $27.00
2768 BEIJINGWESTINDS 60.0 $25.0 NEW $0.42
2769 ELAN ELANCOANIMALHEALTH Healthcare 1.0 $22.0 NEW $22.00 +7.7%
2770 PBR CALL CALLPBR01/16/2617 Energy 10.0 $20.0 NEW $2.00 +848.0%
2771 UNH CALL CALLUNH01/09/26360 Healthcare 1.0 $18.0 NEW $18.00 +2033.4%
2772 SIGNATUREBANK 15.0 $15.0 NEW $1.00
2773 SPRY ARSPHARMACEUTICALSINC Healthcare 1.0 $11.0 NEW $11.00 -22.7%
2774 VZ CALL CALLVZ01/16/2650 Communication Services 5.0 $10.0 NEW $2.00 +2312.0%
2775 CVX PUT PUTCVX01/16/26120 Energy 2.0 $10.0 NEW $5.00 +3548.0%
2776 LIGHTINGSCIENCEGROUP 100,000.0 $10.0 NEW $0.00
2777 GRACETHERAPEUTICSINC 2.0 $6.0 NEW $3.00
2778 LUMINARTECHNOLOGIESINC 66.0 $5.0 NEW $0.08
2779 XRX XEROXHOLDINGSCORPORATION Technology 2.0 $4.0 NEW $2.00 +50.5%
2780 WTSOPENDOORTECHNOLOGIESINC 5.0 $4.0 NEW $0.80
Page 139 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%