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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM Filed Jan 29, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 2784 New
Page 122 of 140  ·  2,784 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
2421 NOK NOKIACORPORATION Technology 300.0 $2K NEW $6.47 +136.2%
2422 WMT CALL CALLWMT06/18/26110 Consumer Defensive 2.0 $2K NEW $970.00 -87.8%
2423 INTC PUT PUTINTC06/18/2625 Technology 25.0 $2K NEW $76.00 +59.1%
2424 NITORIHOLDINGSCOLTD 217.0 $2K NEW $8.75
2425 RUM RUMBLEINC Technology 300.0 $2K NEW $6.32 +49.7%
2426 AHR AMERICANHEALTHCAREREITINC Real Estate 40.0 $2K NEW $47.05 +5.1%
2427 PSTG PUT PUTPSTG06/18/2655 Technology 4.0 $2K NEW $470.00 -81.2%
2428 GTLB PUT PUTGTLB06/18/2632.50 Technology 6.0 $2K NEW $310.00 -91.0%
2429 PUT PUTGTLB06/18/2632.50 6.0 $2K NEW $310.00
2430 GLOB PUT PUTGLOB02/20/2660 Technology 5.0 $2K NEW $370.00 -89.2%
2431 AEYEINC 1,000.0 $2K NEW $1.84
2432 ATLASCOPCOAB-SPONSORED 113.0 $2K NEW $16.16
2433 ADMA ADMABIOLOGICSINC Healthcare 100.0 $2K NEW $18.24 -56.5%
2434 QVCGROUPINC 500.0 $2K NEW $3.64
2435 SDIV GLOBALXFDS 75.0 $2K NEW $24.03 +4.6%
2436 GNR SPDRINDEXSHSFDS 29.0 $2K NEW $62.14 +18.7%
2437 GSL CALL CALLGSL03/20/2632 Industrials 4.0 $2K NEW $450.00 -91.9%
2438 CUBE CUBESMART Real Estate 49.0 $2K NEW $36.04 +12.5%
2439 TRUISTFINANCIALCORPORATION 92.0 $2K NEW $19.20
2440 ENPH ENPHASEENERGYINC Energy 55.0 $2K NEW $32.04 +116.9%
Page 122 of 140  ·  2,784 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 22.2%
Financial Services 20.4%
Industrials 11.4%
Utilities 8.8%
Consumer Cyclical 8.1%
Healthcare 7.7%
Communication Services 6.1%
Energy 5.8%
Consumer Defensive 5.0%
Real Estate 2.7%