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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 6 of 22  ·  433 positions
# Ticker Company Sector Shares Value ↓ % Port Status
101 OCCIO OFSCREDITCOMPANYINC Financial Services 1,400 $35K 0.00% SOLD
102 BHFAO BRIGHTHOUSEFINANCIALINC Financial Services 2,229 $35K 0.00% SOLD
103 WELLSFARGO&CONEW 28 $34K 0.00% SOLD
104 ADAMASTRUSTINC 1,700 $33K 0.00% SOLD
105 PCT PURECYCLETECHNOLOGIESINC Industrials 3,700 $32K 0.00% SOLD
106 AVLV AMERICANCENTURYETFTRUST 395 $30K 0.00% SOLD
107 HILLENBRANDINC 914 $29K 0.00% SOLD
108 BRILEYFINANCIALINC 2,000 $28K 0.00% SOLD
109 ADAMASTRUSTINC 1,084 $27K 0.00% SOLD
110 QSPT FIRSTTREXCHANGETRADEDFD 850 $27K 0.00% SOLD
111 MGA MAGNAINTERNATIONALINC Consumer Cyclical 493 $26K 0.00% SOLD
112 MORGANSTANLEY 1,028 $26K 0.00% SOLD
113 QMCO QUANTUMCORPORATION Technology 4,000 $26K 0.00% SOLD
114 QJUN FIRSTTREXCHANGETRADEDFD 800 $25K 0.00% SOLD
115 BLACKROCKNYMUNIINCOMETR 2,500 $25K 0.00% SOLD
116 AT&TINC 1,128 $25K 0.00% SOLD
117 GLOBALNETLEASEINC 1,000 $25K 0.00% SOLD
118 BBUC BROOKFIELDBUSINESSCORP Financial Services 686 $25K 0.00% SOLD
119 PNFP PINNACLEFINLPARTNERSINC Financial Services 255 $24K 0.00% SOLD
120 FIRSTHORIZONCORPORATION 1,000 $24K 0.00% SOLD
Page 6 of 22  ·  433 positions
Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%