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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 4 of 22  ·  433 positions
# Ticker Company Sector Shares Value ↓ % Port Status
61 TRUISTFINANCIALCORPORATION 3,500 $69K 0.01% SOLD
62 HYBB ISHARESTRUST 1,382 $65K 0.01% SOLD
63 IUSG ISHARESTRUST 385 $65K 0.01% SOLD
64 NATIONALHEALTHCAREPROPERTIES 3,407 $63K 0.01% SOLD
65 SWKHOLDINGSCORPORATION 2,450 $62K 0.01% SOLD
66 SOUNDPTMERIDIANCAPINC 2,420 $61K 0.01% SOLD
67 GENERALAMERICANINVESTMENT 2,430 $61K 0.01% SOLD
68 PRIORITYINCOMEFUNDINC 2,543 $61K 0.01% SOLD
69 WELLSFARGO&COMPANY 2,488 $60K 0.01% SOLD
70 ECCW EAGLEPOINTCREDITCOMPANYINC Financial Services 2,400 $60K 0.00% SOLD
71 BANKOFAMERICA 46 $58K 0.00% SOLD
72 PRIORITYINCOMEFUNDINC 2,258 $56K 0.00% SOLD
73 CARLYLEFINLLC 3,250 $56K 0.00% SOLD
74 MAYT AIMETFPRODUCTSTRUST 1,500 $55K 0.00% SOLD
75 URI UNITEDRENTALSINC Industrials 66 $53K 0.00% SOLD
76 GLOBALNETLEASEINC 2,260 $53K 0.00% SOLD
77 SCHWABCHARLESCORPNEW 2,754 $52K 0.00% SOLD
78 MNA NEWYORKLIFEINVESTMENTSETF 1,429 $51K 0.00% SOLD
79 CHSCM CHSINC Consumer Defensive 2,021 $50K 0.00% SOLD
80 ALLSTATECORPORATION(THE) 1,862 $49K 0.00% SOLD
Page 4 of 22  ·  433 positions
Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%