Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540

13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited

Page 3 of 22 · 433 positions

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
41	—	BRILEYFINANCIALINC	—	4,801	$97K	0.01%	SOLD
42	—	JPMORGANCHASE&CO	—	4,858	$94K	0.01%	SOLD
43	ZGN	ERMENEGILDOZEGNANV	Consumer Cyclical	9,137	$94K	0.01%	SOLD
44	—	WELLSFARGO&COMPANY	—	5,237	$93K	0.01%	SOLD
45	—	EQUITABLEHLDGSINC	—	4,543	$92K	0.01%	SOLD
46	NMRK	NEWMARKGROUPINC	Real Estate	5,165	$90K	0.01%	SOLD
47	—	MESOBLASTLIMITED	—	4,954	$89K	0.01%	SOLD
48	—	CAPITALONEFINANCIALCORP	—	4,860	$88K	0.01%	SOLD
49	—	SOUTHERNCOMPANY(THE)	—	4,323	$87K	0.01%	SOLD
50	—	NEWAMSTERDAMPHARMACOMPANY	—	2,457	$86K	0.01%	SOLD
51	HQY	HEALTHEQUITYINC	Healthcare	905	$83K	0.01%	SOLD
52	—	BANKOFAMERICACORPORATION	—	3,734	$82K	0.01%	SOLD
53	APPN	APPIANCORPORATION	Technology	2,272	$80K	0.01%	SOLD
54	—	PUBLICSTORAGE	—	5,121	$80K	0.01%	SOLD
55	—	SACHEMCAPITALCORP	—	3,400	$79K	0.01%	SOLD
56	—	JACKSONFINLINCDEPOSITARY	—	3,000	$78K	0.01%	SOLD
57	OXLCO	OXFORDLANECAPITALCORP	Financial Services	3,267	$76K	0.01%	SOLD
58	—	VANGUARDMUNBDFDS	—	982	$75K	0.01%	SOLD
59	MGR	AFFILIATEDMANAGERSGROUPINC	Financial Services	3,517	$74K	0.01%	SOLD
60	—	AT&TINC	—	3,674	$70K	0.01%	SOLD

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Sector Allocation

Technology 21.0%

Financial Services 19.1%

Industrials 12.3%

Utilities 9.3%

Consumer Cyclical 7.8%

Healthcare 7.4%

Energy 7.1%

Communication Services 5.7%

Consumer Defensive 5.6%

Real Estate 2.9%