Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540

13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds

Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited

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#	Ticker	Company	Sector	Shares	Value ↓	% Port	Status
21	—	CAPITALONEFINANCIALCORP	—	12,238	$233K	0.02%	SOLD
22	E	ENISPASPONSOREDADR	Energy	5,936	$225K	0.02%	SOLD
23	IXG	ISHARESGLOBALFINANCIALSETF	—	1,764	$213K	0.02%	SOLD
24	—	BRILEYFINANCIALINC	—	9,593	$204K	0.01%	SOLD
25	UPWK	UPWORKINC	Industrials	9,212	$183K	0.01%	SOLD
26	—	NATIONALHEALTHCAREPROPERTIES	—	8,625	$165K	0.01%	SOLD
27	—	CYBERARKSOFTWARELTD	—	355	$158K	0.01%	SOLD
28	STE	STERISPLC	Healthcare	618	$157K	0.01%	SOLD
29	—	USBANCORP	—	6,916	$156K	0.01%	SOLD
30	—	SOUNDPOINTMERIDIANCAPITAL	—	5,900	$149K	0.01%	SOLD
31	—	ODDITYTECHLTD	—	3,458	$139K	0.01%	SOLD
32	PBI	PITNEYBOWESINC	Industrials	13,005	$137K	0.01%	SOLD
33	—	DAVEINC	—	615	$136K	0.01%	SOLD
34	—	PAGAYATECHNOLOGIESLTD	—	6,121	$128K	0.01%	SOLD
35	—	BANKOFAMERICACORPORATION	—	4,682	$118K	0.01%	SOLD
36	—	GOLDMANSACHSGROUPINC	—	5,634	$110K	0.01%	SOLD
37	—	DIMECOMMUNITYBANCSHARESINC	—	6,116	$109K	0.01%	SOLD
38	PRS	PRUDENTIALFINANCIALINC	Financial Services	4,354	$104K	0.01%	SOLD
39	—	METLIFEINC	—	4,111	$98K	0.01%	SOLD
40	—	WELLSFARGO&COMPANY	—	5,040	$98K	0.01%	SOLD

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Sector Allocation

Technology 21.0%

Financial Services 19.1%

Industrials 12.3%

Utilities 9.3%

Consumer Cyclical 7.8%

Healthcare 7.4%

Energy 7.1%

Communication Services 5.7%

Consumer Defensive 5.6%

Real Estate 2.9%