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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 17 of 22  ·  433 positions
# Ticker Company Sector Shares Value ↓ % Port Status
321 CITIZENSFINANCIALGROUPINC 24 $632.0 SOLD
322 BANKOFAMERICACORPORATION 32 $630.0 SOLD
323 ACGLO ARCHCAPGROUPLTD Financial Services 31 $628.0 SOLD
324 KASIKORNBANKPUBLICCOLTD 25 $617.0 SOLD
325 REGIONS FINANCIAL CORPORATION 24 $609.0 SOLD
326 XEL CALL CALLXEL03/20/2685 Utilities 5 $605.0 SOLD
327 BABA CALL CALLBABA02/20/26180 Consumer Cyclical 3 $605.0 SOLD
328 WTSGAMESTOPCORP 200 $602.0 SOLD
329 REGIONS FINANCIAL CORP 34 $586.0 SOLD
330 SRE CALL CALLSRE08/21/26100 Utilities 2 $570.0 SOLD
331 MKSI PUT PUTMKSI04/17/2695 Technology 2 $570.0 SOLD
332 DTG DTEENERGYCOMPANY Utilities 33 $566.0 SOLD
333 TFC CALL CALLTFC03/20/2652.50 Financial Services 5 $566.0 SOLD
334 HSBC PUT PUTHSBC09/18/2660 Financial Services 4 $560.0 SOLD
335 KIMCOREALTYCORPORATION 26 $536.0 SOLD
336 COREBRIDGEFINANCIALINC 23 $534.0 SOLD
337 FCX PUT PUTFCX09/18/2630 Basic Materials 7 $525.0 SOLD
338 SMG PUT PUTSMG01/16/2637.50 Basic Materials 7 $525.0 SOLD
339 CMSENERGYCORP 30 $523.0 SOLD
340 M&TBANKCORPORATION 21 $517.0 SOLD
Page 17 of 22  ·  433 positions
Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%