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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 16 of 22  ·  433 positions
# Ticker Company Sector Shares Value ↓ % Port Status
301 ADBE PUT PUTADBE03/20/26310 Technology 1 $805.0 SOLD
302 HD PUT PUTHD06/18/26300 Consumer Cyclical 1 $795.0 SOLD
303 BANKOFAMERICACORPORATION 38 $788.0 SOLD
304 BUYW NORTHERNLTSFDTRIV 55 $787.0 SOLD
305 TW PUT PUTTW04/17/2695 Financial Services 2 $780.0 SOLD
306 BANKNEWYORKMELLONCORP 30 $769.0 SOLD
307 FITBI FIFTHTHIRDBANCORPDEPOSITARY Financial Services 30 $767.0 SOLD
308 BERKLEYWRCORPORATION 39 $765.0 SOLD
309 DIGIPOWERXINC 300 $765.0 SOLD
310 ACM AECOM Industrials 8 $762.0 SOLD
311 TNDM PUT PUTTNDM01/16/2610 Healthcare 10 $750.0 SOLD
312 JPMORGANCHASE&CO 37 $748.0 SOLD
313 HBANL HUNTINGTONBANCSHARESINC Financial Services 29 $736.0 SOLD
314 CSCO CALL CALLCSCO02/20/2682.50 Technology 4 $730.0 SOLD
315 PUBLICSTORAGE 39 $721.0 SOLD
316 PRUDENTIALFINANCIALINC 39 $672.0 SOLD
317 USBANCORP 37 $671.0 SOLD
318 KEYCORPNEW 26 $659.0 SOLD
319 PUBLICSTORAGE 41 $652.0 SOLD
320 VOLATILITYSHSTR 100 $638.0 SOLD
Page 16 of 22  ·  433 positions
Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%