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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 15 of 22  ·  433 positions
# Ticker Company Sector Shares Value ↓ % Port Status
281 PBR PUT PUTPBR01/15/2710 Energy 10 $1K SOLD
282 HRB H&RBLOCKINC Consumer Cyclical 24 $1K SOLD
283 JUSTEATTAKEAWAY.COMNV 250 $1K SOLD
284 MCY MERCURYGENERALCORPNEW Financial Services 11 $1K SOLD
285 SOUTHERNCOMPANY(THE) 58 $1K SOLD
286 TMAT NORTHERNLTSFDTRIV 41 $1K SOLD
287 VRRM VERRAMOBILITYCORPORATION Technology 45 $1K SOLD
288 NTRSO NORTHERNTRUSTCORPORATION Financial Services 50 $971.0 SOLD
289 MORGANSTANLEY 47 $960.0 SOLD
290 EEMV ISHARESINC 15 $960.0 SOLD
291 CDW CDWCORPORATION Technology 7 $953.0 SOLD
292 USBANCORP 57 $931.0 SOLD
293 BANKOFAMERICACORPORATION 51 $925.0 SOLD
294 GTES GATESINDUSTRIAL Industrials 43 $923.0 SOLD
295 FETH FIDELITYETHEREUMFD Financial Services 30 $888.0 SOLD
296 WELLSFARGO&COMPANY 49 $887.0 SOLD
297 BANKOFAMERICACORPORATION 35 $858.0 SOLD
298 BANKOFAMERICACORPORATION 50 $858.0 SOLD
299 CMSENERGYCORPORATION 36 $833.0 SOLD
300 USBANCORP 54 $827.0 SOLD
Page 15 of 22  ·  433 positions
Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%