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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 14 of 22  ·  433 positions
# Ticker Company Sector Shares Value ↓ % Port Status
261 GDX CALL CALLGDX01/16/2680 2 $1K SOLD
262 WELLSFARGO&COMPANY 74 $1K SOLD
263 CITIZENSFINANCIALGROUPINC 74 $1K SOLD
264 TGT PUT PUTTGT04/17/2660 Consumer Defensive 9 $1K SOLD
265 NEM CALL CALLNEM01/16/2695 Basic Materials 2 $1K SOLD
266 EQH CALL CALLEQH06/18/2655 Financial Services 7 $1K SOLD
267 MINDMEDICINEMINDMEDINC 100 $1K SOLD
268 TSQ TOWNSQUAREMEDIAINC Communication Services 250 $1K SOLD
269 NEWTEKONEINC 51 $1K SOLD
270 MORGANSTANLEY 71 $1K SOLD
271 STATESTRCORP 53 $1K SOLD
272 STT PUT PUTSTT03/20/2690 Financial Services 5 $1K SOLD
273 FITBO FIFTHTHIRDBANCORP Financial Services 60 $1K SOLD
274 ALLSTATECORPORATION(THE) 55 $1K SOLD
275 BAC CALL CALLBAC03/20/2655 Financial Services 4 $1K SOLD
276 BANKOFAMERICACORPORATION 62 $1K SOLD
277 KEYCORP 44 $1K SOLD
278 RNG PUT PUTRNG01/16/2630 Technology 7 $1K SOLD
279 JPMORGANCHASE&CO 59 $1K SOLD
280 TRUISTFINANCIALCORPORATION 50 $1K SOLD
Page 14 of 22  ·  433 positions
Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%