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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 34 of 36  ·  711 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
661 EQRR PROSHARES EQUITIES FOR RISING 101.0 $7K 0.00% +5.0 +5.2% $69.83 +11.7%
662 NUDM NUVEEN ESG INTERNATIONAL 195.0 $7K 0.00% +3.0 +1.6% $36.11 +8.2%
663 RKT ROCKET COMPANIES INC Financial Services 481.0 $7K 0.00% +52.0 +12.1% $14.25 +0.1%
664 SABR SABRE CORPORATION Consumer Cyclical 4,320.0 $6K +2K +137.4% $1.45 +12.4%
665 BXP BXP INC Real Estate 120.0 $6K +5.0 +4.3% $52.08 +17.1%
666 ANGLO AMERICAN PLC 292.0 $6K +112.0 +62.2% $20.96
667 SAIC SCIENCE APPLICATIONS Technology 63.0 $6K +33.0 +110.0% $94.90 +6.0%
668 INSM INSMED INC Healthcare 36.0 $6K +12.0 +50.0% $163.50 -34.6%
669 RECRUIT HOLDINGS CO LTD 702.0 $6K +216.0 +44.4% $8.20
670 BUREAU VERITAS SA 93.0 $6K +5.0 +5.7% $59.22
671 SIX FLAGS ENTERTAINMENT 300.0 $5K +75.0 +33.3% $17.75
672 AB ALLIANCEBERNSTEIN HOLDING LP Financial Services 135.0 $5K +3.0 +2.3% $37.51 -0.8%
673 RESONA HLDGS INC 232.0 $5K +13.0 +5.9% $21.65
674 RGTI RIGETTI COMPUTING INC Technology 355.0 $5K +100.0 +39.2% $14.04 +71.3%
675 SHIN ETSU CHEMICAL CO LTD 252.0 $5K +99.0 +64.7% $19.67
676 HITACHI LTD 172.0 $5K +31.0 +22.0% $28.06
677 EGP EASTGROUP PROPERTIES INC Real Estate 26.0 $5K +1.0 +4.0% $185.08 +11.8%
678 IMCD GROUP NV 93.0 $5K +42.0 +82.3% $51.56
679 EWJ ISHARES INC 56.0 $5K +19.0 +51.4% $84.43 +9.2%
680 HUBS HUBSPOT INC Technology 19.0 $5K +17.0 +850.0% $244.05 -16.3%
Page 34 of 36  ·  711 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%