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Portfolio (Quarterly) Guide ↗

NBC SECURITIES, INC.

· CIK 0000791540
13F Portfolio $1.3B AUM 2,548 positions Filed Apr 14, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 195 New 711 Added 725 Reduced 433 Exited
Page 33 of 36  ·  711 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
641 COLD AMERICOLD REALTY TRUST INC Real Estate 1,086.0 $12K 0.00% +75.0 +7.4% $11.46 +31.4%
642 CHKP CHECK POINT SOFTWARE Technology 82.0 $12K 0.00% +22.0 +36.7% $142.84 -9.4%
643 CIEN CIENA CORPORATION Technology 30.0 $12K 0.00% +21.0 +233.3% $388.20 +52.0%
644 BBN BLACKROCK TAXABLE MUNICIPAL Financial Services 716.0 $12K 0.00% +12.0 +1.7% $16.19 -2.0%
645 VGK VANGUARD INTL EQUITY INDEX FD 139.0 $11K 0.00% +65.0 +87.8% $82.42 +8.3%
646 XFIV BONDBLOXX ETF TRUST 222.0 $11K 0.00% +2.0 +0.9% $49.36 -1.4%
647 GENTING BERHAD SPONS ADR 3,871.0 $11K 0.00% +448.0 +13.1% $2.75
648 HROW HARROW INC Healthcare 289.0 $10K 0.00% +100.0 +52.9% $35.26 -4.2%
649 RVT ROYCE SMALL CAP TRUST INC Financial Services 601.0 $10K 0.00% +11.0 +1.9% $16.62 +12.7%
650 NPWR NET POWER INC Industrials 6,340.0 $10K 0.00% +5K +373.1% $1.56 +30.5%
651 SYSB ISHARES TR 108.0 $10K 0.00% +70.0 +184.2% $89.00 -0.5%
652 CHTR CHARTER COMMUNICATIONS INC Communication Services 43.0 $9K 0.00% +14.0 +48.3% $215.86 -31.4%
653 CRITICAL METALS CORP 1,100.0 $9K 0.00% +200.0 +22.2% $7.94
654 GEL GENESIS ENERGY LP Energy 488.0 $9K 0.00% +121.0 +33.0% $17.83 -13.8%
655 CTAS CINTAS CORP Industrials 50.0 $8K 0.00% +14.0 +38.9% $169.14 +0.9%
656 GTLB GITLAB INC Technology 388.0 $8K 0.00% +168.0 +76.4% $21.64 +22.6%
657 SNPE DBX ETF TRUST 138.0 $8K 0.00% +2.0 +1.5% $59.54 +14.5%
658 HAFN HAFNIA LIMITED Industrials 1,053.0 $8K 0.00% +27.0 +2.6% $7.60 +7.0%
659 UNG UNITED STATES NATURAL GAS Financial Services 660.0 $8K 0.00% +410.0 +164.0% $11.73 -3.4%
660 LTC LTC PROPERTIES INC Real Estate 192.0 $7K 0.00% +170.0 +772.7% $37.16 +3.8%
Page 33 of 36  ·  711 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 21.0%
Financial Services 19.1%
Industrials 12.3%
Utilities 9.3%
Consumer Cyclical 7.8%
Healthcare 7.4%
Energy 7.1%
Communication Services 5.7%
Consumer Defensive 5.6%
Real Estate 2.9%