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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 8 of 15  ·  297 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
141 PSP INVESCO EXCHANGE-TRADED FD TR GLOBAL LISTED PRIVATE EQUITY ETF 10,725.0 $719K 0.14% -2K -15.2% $67.08 -9.3%
142 ZTR VIRTUS TOTAL RETURN FD INC COM Financial Services 113,500.0 $715K 0.14% +4K +3.6% $6.30 +7.0%
143 ACN ACCENTURE PLC IRELAND SHS CL A ISIN#IE00B4BNMY34 Technology 2,657.0 $713K 0.14% +2K +198.9% $268.30 -33.7%
144 AXP AMERICAN EXPRESS CO COM Financial Services 1,916.0 $709K 0.14% -52.0 -2.6% $369.95 -16.3%
145 BIV VANGUARD BD INDEX FDS VANGUARD INTERMEDIATE TERM BD ETF 9,051.0 $705K 0.13% +329.0 +3.8% $77.88 -2.1%
146 KR KROGER CO COM Consumer Defensive 11,232.0 $702K 0.13% +1K +12.7% $62.48 +7.3%
147 MA MASTERCARD INC CL A Financial Services 1,226.0 $700K 0.13% -90.0 -6.8% $570.88 -12.5%
148 BDJ BLACKROCK ENHANCED EQUITY DIVID TR COM Financial Services 73,226.0 $694K 0.13% -1K -1.6% $9.48 -3.6%
149 UBER UBER TECHNOLOGIES INC COM Technology 8,443.0 $690K 0.13% -431.0 -4.9% $81.71 -8.7%
150 ALL ALLSTATE CORP COM Financial Services 3,298.0 $686K 0.13% +681.0 +26.0% $208.15 +3.0%
151 HD HOME DEPOT INC COM Consumer Cyclical 1,961.0 $675K 0.13% -2K -51.8% $344.18 -8.8%
152 DB DEUTSCHE BANK AG NAMEN AKT ISIN#DE0005140008 Financial Services 17,489.0 $674K 0.13% +5K +37.8% $38.56 -14.7%
153 BND VANGUARD BD INDEX FDS VANGUARD TOTAL BD MARKET ETF 8,944.0 $662K 0.13% +492.0 +5.8% $74.07 -1.5%
154 KLAC KLA CORP COM Technology 545.0 $662K 0.13% -15.0 -2.7% $1215.08 +51.6%
155 DUK DUKE ENERGY CORP NEW COM NEW Utilities 5,632.0 $660K 0.12% -77.0 -1.4% $117.21 +6.4%
156 QCOM QUALCOMM INC COM Technology 3,820.0 $654K 0.12% -419.0 -9.9% $171.30 +18.2%
157 SBUX STARBUCKS CORP COM Consumer Cyclical 7,702.0 $650K 0.12% -544.0 -6.6% $84.35 +26.3%
158 GGN GAMCO GLOBAL GOLD NAT RES & INCOME TR BY GABELLI COM SH BEN INT Financial Services 125,705.0 $649K 0.12% +3K +2.5% $5.16 +0.8%
159 XLY SELECT SECTOR SPDR TR STATE STREET CONSUMER DISCRETIONARY SELECT SECTOR SPDR ETF 5,326.0 $636K 0.12% +524.0 +10.9% $119.41 -0.6%
160 AMD ADVANCED MICRO DEVICES INC COM Technology 2,893.0 $620K 0.12% +697.0 +31.7% $214.16 +109.9%
Page 8 of 15  ·  297 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%