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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 7 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 VTN INVESCO TR INVT GRADE NEW YO Financial Services 141,200.0 $1.5M 0.19% -3K -1.9% $10.94 -1.1%
122 U HAUL HOLDING COMPANY 33,693.0 $1.5M 0.19% +3K +11.0% $44.67
123 ZTR VIRTUS TOTAL RETURN FD INC Financial Services 226,800.0 $1.5M 0.19% +113K +99.8% $6.62 +1.8%
124 BSJS INVESCO EXCH TRD SLF IDX FD 69,110.0 $1.5M 0.19% $21.69 +0.4%
125 ITOT ISHARES TR 10,475.0 $1.5M 0.19% NEW $142.43 +13.8%
126 BNDX VANGUARD CHARLOTTE FDS 30,760.0 $1.5M 0.18% +846.0 +2.8% $48.05 -0.1%
127 ISRG INTUITIVE SURGICAL INC Healthcare 3,197.0 $1.5M 0.18% -59.0 -1.8% $460.92 -4.6%
128 BSJT INVESCO EXCH TRD SLF IDX FD 69,587.0 $1.5M 0.18% $21.03 +0.5%
129 CAT CATERPILLAR INC Industrials 2,060.0 $1.5M 0.18% +1K +217.4% $708.46 +22.2%
130 UNH UNITEDHEALTH GROUP INC Healthcare 5,392.0 $1.5M 0.18% +363.0 +7.2% $270.30 +41.8%
131 GOVI INVESCO EXCH TRADED FD TR II 53,237.0 $1.5M 0.18% -117K -68.8% $27.28 -2.1%
132 CVX CHEVRON CORPORATION Energy 6,971.0 $1.4M 0.18% +1K +22.0% $207.05 -7.7%
133 BSV VANGUARD BD INDEX FDS 18,283.0 $1.4M 0.18% +2K +10.3% $78.41 -0.7%
134 XLC SELECT SECTOR SPDR TR 12,566.0 $1.4M 0.17% -917.0 -6.8% $110.86 +4.7%
135 PM PHILIP MORRIS INTL INC Consumer Defensive 8,298.0 $1.4M 0.17% -3K -25.9% $165.34 +14.1%
136 VRTX VERTEX PHARMACEUTICALS INC Healthcare 3,048.0 $1.4M 0.17% +146.0 +5.0% $446.54 -3.6%
137 NEE NEXTERA ENERGY INC Utilities 14,653.0 $1.4M 0.17% +4K +40.7% $92.88 -3.4%
138 CNC CENTENE CORP DEL Healthcare 41,545.0 $1.4M 0.17% -13K -23.7% $32.74 +76.5%
139 BAC BANK AMERICA CORP Financial Services 27,110.0 $1.3M 0.17% +3K +13.7% $48.87 +5.4%
140 QQEW FIRST TR EXCHANGE-TRADED FD 10,375.0 $1.3M 0.17% NEW $126.97 +17.2%
Page 7 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%