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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 7 of 15  ·  297 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
121 USA LIBERTY ALL STAR EQUITY FD SH BEN INT Financial Services 132,370.0 $831K 0.16% -42K -24.0% $6.28 -8.0%
122 GEV GE VERNOVA INC COM Utilities 1,263.0 $825K 0.16% +913.0 +260.9% $653.57 +59.7%
123 XLU SELECT SECTOR SPDR TR STATE STREET UTILITIES SELECT SECTOR SPDR ETF 18,680.0 $823K 0.16% +9K +100.2% $44.04 +2.2%
124 SNPS SYNOPSYS INC COM Technology 1,722.0 $809K 0.15% -115.0 -6.3% $469.72 +6.2%
125 MCO MOODYS CORP COM Financial Services 1,576.0 $805K 0.15% -59.0 -3.6% $510.85 -12.8%
126 PLTR PALANTIR TECHNOLOGIES INC CL A Technology 4,500.0 $800K 0.15% +429.0 +10.5% $177.75 -22.8%
127 IBM INTERNATIONAL BUSINESS MACHS CORP COM Technology 2,687.0 $796K 0.15% +61.0 +2.3% $296.21 -14.6%
128 RDIV INVESCO EXCHANGE-TRADED FD TR II INVESCO S&P ULTRA DIVID REV ETF 15,162.0 $789K 0.15% $52.04 +10.6%
129 GDV GABELLI DIVID & INCOME TR COM Financial Services 28,200.0 $783K 0.15% +150.0 +0.5% $27.77 +4.5%
130 YUM YUM BRANDS INC COM Consumer Cyclical 5,080.0 $769K 0.15% -184.0 -3.5% $151.46 +0.8%
131 VHT VANGUARD WORLD FDS VANGUARD HEALTH CARE ETF 2,653.0 $764K 0.14% $287.87 -3.9%
132 VB VANGUARD INDEX FDS VANGUARD SMALL-CAP ETF 2,955.0 $762K 0.14% +25.0 +0.8% $257.94 +11.1%
133 VMBS VANGUARD SCOTTSDALE FDS VANGUARD MTG BACKED SECS ETF 16,028.0 $755K 0.14% +730.0 +4.8% $47.08 -1.2%
134 ECL ECOLAB INC COM Basic Materials 2,861.0 $751K 0.14% -100.0 -3.4% $262.52 -4.7%
135 KAT ADVISORS SER TR SCHARF ETF 13,622.0 $749K 0.14% +3K +26.6% $55.00 +0.3%
136 WMB WILLIAMS COS INC COM Energy 12,411.0 $746K 0.14% -630.0 -4.8% $60.11 +29.6%
137 MLM MARTIN MARIETTA MATLS INC COM Basic Materials 1,189.0 $740K 0.14% -28.0 -2.3% $622.66 -13.6%
138 MRK MERCK & CO INC NEW COM Healthcare 7,029.0 $740K 0.14% +45.0 +0.6% $105.26 +10.1%
139 APH AMPHENOL CORP NEW CL A Technology 5,451.0 $737K 0.14% -430.0 -7.3% $135.14 -7.6%
140 BLV VANGUARD BD INDEX FDS VANGUARD LONG TERM BD ETF 10,426.0 $725K 0.14% +609.0 +6.2% $69.52 -2.7%
Page 7 of 15  ·  297 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%