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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 4 of 15  ·  297 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
61 BGC BGC GROUP INC CL A Financial Services 231,882.0 $2.1M 0.39% $8.93 +27.6%
62 JPM JPMORGAN CHASE & CO COM Financial Services 6,259.0 $2.0M 0.38% +176.0 +2.9% $322.22 -6.2%
63 VTV VANGUARD INDEX FDS VANGUARD VALUE ETF 10,543.0 $2.0M 0.38% +183.0 +1.8% $190.99 +8.9%
64 LMT LOCKHEED MARTIN CORP COM Industrials 4,082.0 $2.0M 0.38% -822.0 -16.8% $484.74 +6.9%
65 XLF SELECT SECTOR SPDR TR STATE STREET FINL SELECT SECTOR SPDR ETF 35,711.0 $1.9M 0.37% +8K +29.9% $54.60 -5.5%
66 PPA INVESCO EXCHANGE-TRADED FD TR AEROSPACE & DEFENSE ETF 12,249.0 $1.9M 0.36% NEW $156.63 +6.9%
67 A AGILENT TECHNOLOGIES INC COM Healthcare 13,569.0 $1.9M 0.35% -449.0 -3.2% $136.39 -18.3%
68 ISRG INTUITIVE SURGICAL INC COM NEW Healthcare 3,256.0 $1.8M 0.35% -46.0 -1.4% $566.79 -21.2%
69 ANET ARISTA NETWORKS INC COM NEW Technology 13,811.0 $1.8M 0.34% -538.0 -3.8% $131.03 +7.4%
70 COST COSTCO WHSL CORP NEW COM Consumer Defensive 2,088.0 $1.8M 0.34% -97.0 -4.4% $862.34 +25.6%
71 PM PHILIP MORRIS INTL INC COM Consumer Defensive 11,197.0 $1.8M 0.34% +233.0 +2.1% $160.40 +16.8%
72 JNJ JOHNSON & JOHNSON COM Healthcare 8,117.0 $1.7M 0.32% +738.0 +10.0% $206.95 +11.0%
73 UNH UNITEDHEALTH GROUP INC COM Healthcare 5,029.0 $1.7M 0.32% +4K +343.1% $330.77 +16.1%
74 VTN INVESCO TR INVT GRADE NEW YORK MUNS COM Financial Services 143,900.0 $1.7M 0.31% -5K -3.5% $11.51 -6.8%
75 XLC SELECT SECTOR SPDR TR STATE STREET COMMUNICATION SVCS SELECT SECTOR SPDR ETF 13,483.0 $1.6M 0.30% -154.0 -1.1% $117.72 -1.7%
76 BSJS INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR INVESCO BULLETSHARES 2028 HIGH YIELD CORPORATE BD ETF 69,062.0 $1.5M 0.29% +12K +20.1% $22.00 -1.0%
77 BSJT INVESCO EXCHANGE-TRADED SELF-INDEXED FD TR BULLETSHARES 2029 CORPORATE BD ETF 69,520.0 $1.5M 0.28% NEW $21.51 -1.9%
78 SNN SMITH & NEPHEW P L C SPONSORED ADR NEW Healthcare 45,243.0 $1.5M 0.28% -10K -18.2% $32.89 -6.2%
79 NMRK NEWMARK GROUP INC CL A Real Estate 85,736.0 $1.5M 0.28% $17.34 -17.3%
80 GS GOLDMAN SACHS GROUP INC COM Financial Services 1,687.0 $1.5M 0.28% +50.0 +3.0% $879.00 +10.8%
Page 4 of 15  ·  297 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%