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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 20 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
381 JIRE J P MORGAN EXCHANGE TRADED F 995.0 $75K 0.01% $75.74 +6.1%
382 SLYV SPDR SERIES TRUST 793.0 $75K 0.01% NEW $94.58 +7.8%
383 VOX VANGUARD WORLD FD 402.0 $72K 0.01% -5.0 -1.2% $179.84 +8.6%
384 SPLV INVESCO EXCH TRADED FD TR II 905.0 $66K 0.01% NEW $73.14 +0.6%
385 SCHP SCHWAB STRATEGIC TR 2,449.0 $65K 0.01% -17.0 -0.7% $26.61 -0.0%
386 EHI WESTERN ASSET GBL HIGH INC F Financial Services 11,000.0 $65K 0.01% NEW $5.90 +1.5%
387 HIX WESTERN ASSET HIGH INCOM FD Financial Services 16,000.0 $64K 0.01% +5K +45.5% $3.98 +0.3%
388 FLRN SPDR SERIES TRUST 1,946.0 $60K 0.01% $30.78 +0.1%
389 ISCB ISHARES TR 900.0 $59K 0.01% NEW $65.09 +8.4%
390 ICVT ISHARES TR 569.0 $58K 0.01% NEW $101.79 +13.5%
391 VGLT VANGUARD SCOTTSDALE FDS 1,025.0 $57K 0.01% $55.36 -2.9%
392 GBIL GOLDMAN SACHS ETF TR 550.0 $55K 0.01% NEW $100.19 -0.1%
393 BSJQ INVESCO EXCH TRD SLF IDX FD 2,359.0 $55K 0.01% $23.17 -0.3%
394 CGMS CAPITAL GRP FIXED INCM ETF T 1,900.0 $52K 0.01% $27.23 +0.7%
395 VOT VANGUARD INDEX FDS 168.0 $43K 0.01% $257.35 +11.2%
396 REM ISHARES TR 2,000.0 $43K 0.01% NEW $21.47 +1.2%
397 XNTK SPDR SERIES TRUST 160.0 $41K 0.01% NEW $255.28 +33.7%
398 GSIE GOLDMAN SACHS ETF TR 921.0 $40K 0.01% $43.13 +5.9%
399 SPYM SPDR SERIES TRUST 487.0 $37K 0.01% NEW $76.54 +14.0%
400 IJT ISHARES TR 256.0 $37K 0.01% NEW $144.71 +10.8%
Page 20 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%