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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 2 of 15  ·  297 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
21 ORCL ORACLE CORP COM Technology 27,393.0 $5.3M 1.01% -3K -10.6% $195.23 -5.7%
22 SCHC SCHWAB STRATEGIC TR INTL SMALL CAP EQUITY ETF 113,849.0 $5.2M 0.98% +747.0 +0.7% $45.53 +9.6%
23 AVGO BROADCOM INC COM Technology 14,613.0 $5.1M 0.96% +248.0 +1.7% $346.10 +20.9%
24 GOVI INVESCO EXCHANGE-TRADED FD TR II EQUAL WEIGHT 0-30 YEAR TREAS ETF ETF 170,422.0 $4.7M 0.89% -124K -42.1% $27.55 -3.4%
25 ICLO INVESCO ACTIVELY MANAGED EXCHANGE-TRADED FD TR AAA CLO FLTG RATE 172,736.0 $4.4M 0.84% +33K +23.5% $25.55 -0.1%
26 GOOG ALPHABET INC CAP STK CL C Communication Services 13,620.0 $4.3M 0.81% -187.0 -1.4% $314.12 +21.6%
27 BN BROOKFIELD CORP VTG SHS CL A ISIN#CA11271J1075 Financial Services 84,548.0 $3.9M 0.74% +18K +27.7% $46.09 -2.2%
28 NFLX NETFLIX INC COM Communication Services 41,034.0 $3.9M 0.73% +37K +850.7% $93.91 -6.3%
29 BKNG BOOKING HLDGS INC COM Consumer Cyclical 712.0 $3.8M 0.72% +300.0 +72.8% $5366.61 -97.1%
30 TFI SPDR SER TR STATE STREET SPDR NUVEEN BLOOMBERG MUN BD ETF 82,719.0 $3.8M 0.72% -3K -3.1% $45.71 -1.3%
31 DIS DISNEY WALT CO DISNEY COM Communication Services 32,896.0 $3.8M 0.71% -848.0 -2.5% $114.03 -8.5%
32 UNP UNION PAC CORP COM Industrials 15,862.0 $3.7M 0.70% -560.0 -3.4% $231.86 +16.3%
33 MKL MARKEL GROUP INC COM Financial Services 1,668.0 $3.6M 0.68% -58.0 -3.4% $2154.81 -14.0%
34 VUG VANGUARD INDEX FDS VANGUARD GROWTH ETF 7,120.0 $3.5M 0.66% +346.0 +5.1% $487.86 -82.2%
35 TMO THERMO FISHER SCIENTIFIC INC COM Healthcare 5,955.0 $3.5M 0.66% +334.0 +5.9% $580.37 -23.1%
36 JMEE J P MORGAN EXCHANGE-TRADED FD TR SMALL & MID CAP ENHANCED EQUITY ETF EQUITY ETF 51,976.0 $3.3M 0.64% $64.38 +12.7%
37 MBB ISHARES TR MBS ETF 35,156.0 $3.3M 0.63% +459.0 +1.3% $95.01 -1.4%
38 CGDV CAPITAL GROUP DIVID VALUE ETF SHS 75,226.0 $3.3M 0.62% $43.64 +9.1%
39 BAI BLACKROCK ETF TR ISHARES A I INNOVATION & TECH ACTIVE ETF 98,483.0 $3.3M 0.62% +6K +7.0% $33.22 +38.4%
40 CME CME GROUP INC COM Financial Services 11,931.0 $3.3M 0.62% -233.0 -1.9% $273.29 +6.9%
Page 2 of 15  ·  297 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%