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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 19 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
361 VCSH VANGUARD SCOTTSDALE FDS 2,126.0 $169K 0.02% -30.0 -1.4% $79.27 -0.5%
362 GSLC GOLDMAN SACHS ETF TR 1,299.0 $163K 0.02% $125.13 +12.4%
363 IEI ISHARES TR 1,256.0 $149K 0.02% NEW $118.60 -1.2%
364 CGCB CAPITAL GRP FIXED INCM ETF T 5,603.0 $147K 0.02% $26.26 -0.9%
365 VGSH VANGUARD SCOTTSDALE FDS 2,500.0 $146K 0.02% $58.54 -0.5%
366 RWJ INVESCO EXCH TRADED FD TR II 2,751.0 $139K 0.02% NEW $50.48 +7.5%
367 SCHR SCHWAB STRATEGIC TR 5,543.0 $138K 0.02% -91.0 -1.6% $24.91 -1.4%
368 BBAG J P MORGAN EXCHANGE TRADED F 2,860.0 $132K 0.02% NEW $46.16 -1.2%
369 GHI GREYSTONE HOUSING IMPACT INV Financial Services 25,126.0 $124K 0.02% NEW $4.92 +6.9%
370 EFG ISHARES TR 1,100.0 $123K 0.01% NEW $111.37 +8.1%
371 SJNK SPDR SERIES TRUST 4,633.0 $116K 0.01% +2K +81.5% $24.98 +0.1%
372 XLE SELECT SECTOR SPDR TR 1,732.0 $106K 0.01% +1K +148.8% $61.26 -2.4%
373 IGD VOYA GLBL EQTY DIV & PREM OP Financial Services 18,200.0 $104K 0.01% $5.70 +8.8%
374 CGSM CAPITAL GRP FIXED INCM ETF T 3,838.0 $101K 0.01% NEW $26.28 -0.1%
375 IHI ISHARES TR 1,873.0 $100K 0.01% NEW $53.35 -4.6%
376 BKLN INVESCO EXCH TRADED FD TR II 4,743.0 $97K 0.01% $20.41 +0.4%
377 FNDE SCHWAB STRATEGIC TR 2,529.0 $97K 0.01% +15.0 +0.6% $38.26 +5.5%
378 VPL VANGUARD INTL EQUITY INDEX F 986.0 $96K 0.01% -2K -68.6% $97.73 +14.0%
379 ISHARES TR 10,100.0 $93K 0.01% NEW $9.17
380 VDE VANGUARD WORLD FD 477.0 $83K 0.01% $173.04 -2.2%
Page 19 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%