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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 15 of 15  ·  297 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
281 VFH VANGUARD WORLD FDS VANGUARD FINLS ETF 234.0 $31K 0.01% -257.0 -52.3% $133.49 -5.0%
282 XLE SELECT SECTOR SPDR TR STATE STREET ENERGY SELECT SECTOR SPDR ETF 696.0 $31K 0.01% +335.0 +92.8% $44.71 +33.8%
283 VPU VANGUARD WORLD FDS VANGUARD UTILS ETF 167.0 $31K 0.01% $185.04 +4.3%
284 VCR VANGUARD WORLD FDS VANGUARD CONSUMER 75.0 $30K 0.01% $393.92 -1.1%
285 VAW VANGUARD WORLD FDS VANGUARD MATLS ETF 120.0 $25K 0.01% $207.55 +8.4%
286 VDC VANGUARD WORLD FDS VANGUARD CONSUMER STAPLES ETF 115.0 $24K 0.01% $211.24 +10.4%
287 FNDF SCHWAB STRATEGIC TR SCHWAB FUNDAMENTAL INTL LARGE CO INDEX ETF 281.0 $13K 0.00% $45.21 +17.7%
288 BUFR FIRST TR EXCHANGE-TRADED FD VIII FT VEST LADDERED BUFFER ETF 193.0 $7K 0.00% NEW $34.26 +5.5%
289 PJP INVESCO EXCHANGE-TRADED FD TR PHARMACEUTICALS ETF 55.0 $6K 0.00% $104.55 +2.8%
290 VGK VANGUARD INTL EQUITY INDEX FDS FTSE EUROPE ETF 69.0 $6K 0.00% $83.28 +6.0%
291 J P MORGAN EXCHANGE-TRADED FD TR U S QUALITY FACTOR ETF 83.0 $5K 0.00% $63.18
292 VGIT VANGUARD SCOTTSDALE FDS VANGUARD INTER-TERM TREAS INDEX FD 44.0 $3K 0.00% $59.93 -2.0%
293 VBR VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF 12.0 $3K $211.75 +8.6%
294 VXF VANGUARD INDEX FDS VANGUARD EXTENDED MKT ETF 12.0 $3K $209.08 +8.7%
295 VSS VANGUARD INTL EQUITY INDEX FDS FTSE ALL-WORLD EX USA SMALL CAP INDEX 15.0 $2K $143.33 +10.3%
296 GSEP FIRST TR EXCHANGE TRADED FD VIII FT VEST US EQUITY MODERATE BUFFER EQUITY ETF 20.0 $781.0 $39.05 +3.9%
297 OCCIDENTAL PETE CORP WT EXP EXP 08/03/27 7.0 $135.0 $19.29
Page 15 of 15  ·  297 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%