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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 13 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
241 DB DEUTSCHE BK AG Financial Services 17,489.0 $521K 0.07% $29.78 +10.5%
242 IJR ISHARES TR 4,065.0 $505K 0.06% NEW $124.31 +9.6%
243 CNP CENTERPOINT ENERGY INC Utilities 11,697.0 $505K 0.06% -482.0 -4.0% $43.16 -1.6%
244 NRK NUVEEN NY AMT FREE Financial Services 49,300.0 $503K 0.06% $10.21 +0.7%
245 QCOM QUALCOMM INC Technology 3,823.0 $492K 0.06% $128.76 +57.3%
246 PFF ISHARES TR 16,000.0 $485K 0.06% NEW $30.32 +2.7%
247 XEL XCEL ENERGY INC Utilities 6,045.0 $480K 0.06% -450.0 -6.9% $79.44 +0.5%
248 MDT MEDTRONIC PLC Healthcare 5,474.0 $474K 0.06% NEW $86.68 -9.8%
249 IEUR ISHARES TR 6,752.0 $474K 0.06% NEW $70.27 +7.7%
250 APD AIR PRODUCTS AND CHEMICALS I Basic Materials 1,630.0 $473K 0.06% NEW $290.49 -0.1%
251 DVY ISHARES TR 3,106.0 $470K 0.06% NEW $151.41 +1.8%
252 AMAT APPLIED MATLS INC Technology 1,354.0 $463K 0.06% +68.0 +5.3% $341.79 +25.0%
253 VGT VANGUARD WORLD FD 655.0 $457K 0.06% $697.72 -83.6%
254 CINF CINCINNATI FINL CORP Financial Services 2,896.0 $456K 0.06% -125.0 -4.1% $157.35 +7.0%
255 DRI DARDEN RESTAURANTS INC Consumer Cyclical 2,288.0 $449K 0.06% NEW $196.04 +0.5%
256 O REALTY INCOME CORP Real Estate 7,250.0 $444K 0.06% NEW $61.18 +1.7%
257 GLOF ISHARES TR 8,500.0 $443K 0.06% NEW $52.12 +12.3%
258 ENB ENBRIDGE INC Energy 8,091.0 $437K 0.06% -429.0 -5.0% $54.04 +6.9%
259 SEIC SEI INVTS CO Financial Services 5,568.0 $437K 0.06% $78.47 +15.7%
260 IDXX IDEXX LABS INC Healthcare 777.0 $437K 0.06% $561.89 -1.6%
Page 13 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%