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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 12 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
221 PSP INVESCO EXCHANGE TRADED FD T 10,727.0 $606K 0.08% $56.52 +7.6%
222 ASML ASML HLDG NV Technology 456.0 $602K 0.08% NEW $1321.06 +20.5%
223 NYF ISHARES TR 11,300.0 $600K 0.07% NEW $53.12 -0.1%
224 QQQ INVESCO QQQ TR Financial Services 1,038.0 $599K 0.07% NEW $577.18 +23.8%
225 AXP AMERICAN EXPRESS CO Financial Services 1,977.0 $598K 0.07% +61.0 +3.2% $302.48 +2.4%
226 AWK AMERICAN WTR WKS CO INC NEW Utilities 4,320.0 $588K 0.07% -318.0 -6.9% $136.09 -9.0%
227 MCR MFS CHARTER INCOME TR Financial Services 96,650.0 $586K 0.07% +8K +9.0% $6.06 -2.5%
228 TKO TKO GROUP HOLDINGS INC Communication Services 2,879.0 $581K 0.07% $201.65 -3.7%
229 BND VANGUARD BD INDEX FDS 7,831.0 $577K 0.07% -1K -12.4% $73.64 -1.0%
230 PG PROCTER & GAMBLE CO Consumer Defensive 3,963.0 $574K 0.07% -128.0 -3.1% $144.76 -1.6%
231 EXC EXELON CORP Utilities 11,643.0 $571K 0.07% -541.0 -4.4% $49.02 -7.5%
232 MU MICRON TECHNOLOGY INC Technology 1,683.0 $568K 0.07% +66.0 +4.1% $337.64 +125.7%
233 VEU VANGUARD INTL EQUITY INDEX F 7,539.0 $566K 0.07% $75.10 +10.0%
234 XLY SELECT SECTOR SPDR TR 5,053.0 $551K 0.07% -273.0 -5.1% $108.98 +8.9%
235 EXPD EXPEDITORS INTL WASH INC Industrials 3,768.0 $540K 0.07% $143.21 +9.8%
236 BP BP PLC Energy 11,324.0 $532K 0.07% NEW $47.00 -4.5%
237 EFAV ISHARES TR 5,825.0 $532K 0.07% NEW $91.37 +0.8%
238 IXC ISHARES TR 9,182.0 $529K 0.07% NEW $57.61 -2.7%
239 AIG AMERICAN INTL GROUP INC Financial Services 7,009.0 $527K 0.07% -3K -29.1% $75.25 +4.5%
240 SPY STATE STR SPDR S&P 500 ETF T Financial Services 804.0 $521K 0.07% -474.0 -37.1% $647.91 +14.6%
Page 12 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%