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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $797M AUM 444 positions Filed May 18, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 165 New 133 Added 75 Reduced 18 Exited
Page 11 of 23  ·  444 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 MUB ISHARES TR 7,060.0 $749K 0.09% NEW $106.14 -0.1%
202 VHT VANGUARD WORLD FD 2,653.0 $723K 0.09% $272.36 +1.5%
203 AMLP ALPS ETF TR 13,535.0 $712K 0.09% NEW $52.64 +2.9%
204 HLT HILTON WORLDWIDE HLDGS INC Consumer Cyclical 2,338.0 $711K 0.09% NEW $304.08 +6.1%
205 PLTR PALANTIR TECHNOLOGIES INC Technology 4,818.0 $706K 0.09% +318.0 +7.1% $146.49 -6.4%
206 MCO MOODYS CORP Financial Services 1,598.0 $697K 0.09% +22.0 +1.4% $436.25 +2.1%
207 WM WASTE MGMT INC DEL Industrials 3,027.0 $696K 0.09% NEW $229.79 -4.4%
208 BIV VANGUARD BD INDEX FDS 8,987.0 $694K 0.09% -64.0 -0.7% $77.18 -1.2%
209 NOW SERVICENOW INC Technology 6,605.0 $693K 0.09% +269.0 +4.2% $104.85 -4.9%
210 CMI CUMMINS INC Industrials 1,272.0 $684K 0.09% NEW $538.02 +18.7%
211 MA MASTERCARD INCORPORATED Financial Services 1,355.0 $681K 0.09% +129.0 +10.5% $502.24 -0.5%
212 USA LIBERTY ALL STAR EQUITY FD Financial Services 122,605.0 $680K 0.09% -10K -7.4% $5.55 +4.1%
213 IWR ISHARES TR 6,942.0 $675K 0.09% NEW $97.23 +8.0%
214 WFC WELLS FARGO & CO Financial Services 8,434.0 $671K 0.08% +4K +88.8% $79.61 -4.8%
215 GGN GAMCO GLOBAL GOLD NAT RES & Financial Services 125,705.0 $669K 0.08% $5.32 -2.3%
216 BLV VANGUARD BD INDEX FDS 9,640.0 $663K 0.08% -786.0 -7.5% $68.78 -1.7%
217 BX BLACKSTONE INC Financial Services 5,543.0 $639K 0.08% -114.0 -2.0% $115.20 +2.9%
218 CSCO CISCO SYS INC Technology 8,230.0 $637K 0.08% +2K +37.9% $77.40 +52.7%
219 UBER UBER TECHNOLOGIES INC Technology 8,713.0 $629K 0.08% +270.0 +3.2% $72.22 +3.3%
220 DUK DUKE ENERGY CORP NEW Utilities 4,749.0 $622K 0.08% -883.0 -15.7% $130.94 -4.8%
Page 11 of 23  ·  444 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 26.3%
Financial Services 19.7%
Healthcare 11.6%
Communication Services 11.4%
Consumer Cyclical 8.7%
Industrials 7.2%
Consumer Defensive 5.6%
Energy 4.8%
Utilities 2.3%
Basic Materials 1.6%