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Portfolio (Quarterly) Guide ↗

ASHTON THOMAS SECURITIES, LLC

· CIK 0000771572
13F Portfolio $527M AUM 297 positions Filed Feb 2, 2026 EDGAR ↗ ← All Funds
Q1 2026 Q4 2025 · All 20 New 106 Added 113 Reduced
Page 11 of 15  ·  297 positions
# Ticker Company Sector Shares Value ↓ % Port Chg Shares Chg % Period Price ① Since Period ①
201 CAT CATERPILLAR INC COM Industrials 649.0 $372K 0.07% +62.0 +10.6% $572.87 +51.2%
202 VST VISTRA CORP COM Utilities 2,120.0 $342K 0.07% +285.0 +15.5% $161.33 -10.7%
203 VO VANGUARD INDEX FDS VANGUARD MID-CAP ETF 1,162.0 $337K 0.06% -287.0 -19.8% $290.27 -73.3%
204 AMGN AMGEN INC COM Healthcare 1,020.0 $334K 0.06% -132.0 -11.5% $327.31 +3.1%
205 AMAT APPLIED MATLS INC COM Technology 1,286.0 $330K 0.06% -67.0 -5.0% $256.99 +66.3%
206 ILMN ILLUMINA INC COM Healthcare 2,490.0 $327K 0.06% -229.0 -8.4% $131.45 +10.2%
207 MYN BLACKROCK MUNIYIELD N Y QUALITY FD INC COM Financial Services 33,000.0 $327K 0.06% $9.91 -1.8%
208 CDNS CADENCE DESIGN SYS INC COM Technology 1,045.0 $327K 0.06% +44.0 +4.4% $312.58 +14.7%
209 FDS FACTSET RESH SYS INC COM Financial Services 1,061.0 $308K 0.06% +58.0 +5.8% $290.60 -22.6%
210 PPL PPL CORP COM Utilities 8,804.0 $308K 0.06% $35.02 +1.2%
211 BLOCK INC CL A 4,728.0 $308K 0.06% +60.0 +1.3% $65.21
212 FIX COMFORT SYS USA INC COM Industrials 325.0 $303K 0.06% +18.0 +5.9% $933.29 +96.5%
213 NOC NORTHROP GRUMMAN CORP COM Industrials 529.0 $302K 0.06% -23.0 -4.2% $570.21 -3.3%
214 LRCX LAM RESH CORP COM NEW Technology 1,703.0 $292K 0.06% -329.0 -16.2% $171.18 +76.6%
215 VPL VANGUARD INTL EQUITY INDEX FDS FTSE PACIFIC ETF 3,143.0 $284K 0.05% -46.0 -1.4% $90.40 +24.4%
216 CEG CONSTELLATION ENERGY CORP COM Utilities 801.0 $283K 0.05% +8.0 +1.0% $353.06 -19.0%
217 HON HONEYWELL INTL INC COM Industrials 1,440.0 $281K 0.05% +298.0 +26.1% $195.09 +14.7%
218 ORI OLD REP INTL CORP COM Financial Services 6,129.0 $280K 0.05% NEW $45.64 -13.1%
219 ALNY ALNYLAM PHARMACEUTICALS INC COM Healthcare 688.0 $274K 0.05% NEW $397.65 -24.4%
220 SPGI S&P GLOBAL INC COM Financial Services 522.0 $273K 0.05% +15.0 +3.0% $522.59 -20.2%
Page 11 of 15  ·  297 positions

Period Price is the implied market price on the last day of the reporting period, calculated as reported value ÷ shares held. It is not the fund's purchase price or cost basis — the fund may have initiated or added to the position at any point during the quarter at a different price. Since Period shows the price change from that quarter-end snapshot to today's last price — it reflects stock movement after the report date, not the fund's actual return.

Sector Allocation
Technology 29.2%
Financial Services 17.1%
Communication Services 12.8%
Healthcare 12.0%
Consumer Cyclical 9.5%
Industrials 6.2%
Consumer Defensive 4.8%
Energy 2.9%
Utilities 2.5%
Basic Materials 2.0%